SEC EDGAR Form 4, 4/A GraphQL Documentation

This documentation includes the GraphQL query and subscription specification for access to the Securities and Exchange Commission (SEC EDGAR ) data on our platform.

Contact

Beam API Support

support@beamapi.com

https://beamapi.freshdesk.com

Terms of Service

https://beamapi.com/terms

API Endpoints
# Production Server for Queries:
https://api.beamapi.com/data/fundamentals/us/sec/form_4/v1/
# Production Server for Subscriptions:
wss://api.beamapi.com/data/fundamentals/us/sec/form_4/v1/ws
Headers
# Your API key from the dashboard. Must be included in all API calls. For websocket connections, this value is put in an initial on connection payload.
{"api-key": "<YOUR_TOKEN_HERE>"}
Version

1

Queries

derivative_holding

Response

Returns [Form4DerivativeHolding!]!

Arguments
Name Description
offset - Int
filters - FilterForm4DerivativeHolding

Example

Query
query derivative_holding(
  $offset: Int,
  $filters: FilterForm4DerivativeHolding
) {
  derivative_holding(
    offset: $offset,
    filters: $filters
  ) {
    conversion_or_exercise_price
    conversion_or_exercise_price_footnote_ids
    direct_or_indirect_ownership
    direct_or_indirect_ownership_footnote_ids
    entity_cik
    exercise_date
    exercise_date_footnote_ids
    expiration_date
    expiration_date_footnote_ids
    filing_accession_number
    line_number
    nature_of_ownership
    nature_of_ownership_footnote_ids
    security_title
    security_title_footnote_ids
    shares_owned_following_transaction
    shares_owned_following_transaction_footnote_ids
    underlying_security_shares
    underlying_security_shares_footnote_ids
    underlying_security_title
    underlying_security_title_footnote_ids
    underlying_security_value
    underlying_security_value_footnote_ids
    value_owned_following_transaction
    value_owned_following_transaction_footnote_ids
  }
}
Variables
{"offset": 987, "filters": FilterForm4DerivativeHolding}
Response
{
  "data": {
    "derivative_holding": [
      {
        "conversion_or_exercise_price": 987.65,
        "conversion_or_exercise_price_footnote_ids": [
          "xyz789"
        ],
        "direct_or_indirect_ownership": "xyz789",
        "direct_or_indirect_ownership_footnote_ids": [
          "abc123"
        ],
        "entity_cik": 123,
        "exercise_date": NaiveDate,
        "exercise_date_footnote_ids": [
          "xyz789"
        ],
        "expiration_date": NaiveDate,
        "expiration_date_footnote_ids": [
          "xyz789"
        ],
        "filing_accession_number": 987,
        "line_number": 123,
        "nature_of_ownership": "abc123",
        "nature_of_ownership_footnote_ids": [
          "xyz789"
        ],
        "security_title": "xyz789",
        "security_title_footnote_ids": [
          "abc123"
        ],
        "shares_owned_following_transaction": 123.45,
        "shares_owned_following_transaction_footnote_ids": [
          "abc123"
        ],
        "underlying_security_shares": 987.65,
        "underlying_security_shares_footnote_ids": [
          "abc123"
        ],
        "underlying_security_title": "xyz789",
        "underlying_security_title_footnote_ids": [
          "abc123"
        ],
        "underlying_security_value": 123.45,
        "underlying_security_value_footnote_ids": [
          "xyz789"
        ],
        "value_owned_following_transaction": 123.45,
        "value_owned_following_transaction_footnote_ids": [
          "abc123"
        ]
      }
    ]
  }
}
Queries

derivative_holding_count

Response

Returns an Int!

Arguments
Name Description
filters - FilterForm4DerivativeHolding

Example

Query
query derivative_holding_count($filters: FilterForm4DerivativeHolding) {
  derivative_holding_count(filters: $filters)
}
Variables
{"filters": FilterForm4DerivativeHolding}
Response
{"data": {"derivative_holding_count": 123}}
Queries

derivative_transaction

Response

Returns [Form4DerivativeTransaction!]!

Arguments
Name Description
offset - Int
filters - FilterForm4DerivativeTransaction

Example

Query
query derivative_transaction(
  $offset: Int,
  $filters: FilterForm4DerivativeTransaction
) {
  derivative_transaction(
    offset: $offset,
    filters: $filters
  ) {
    acquired_or_disposed
    acquired_or_disposed_footnote_ids
    conversion_or_exercise_price
    conversion_or_exercise_price_footnote_ids
    deemed_execution_date
    deemed_execution_date_footnote_ids
    direct_or_indirect_ownership
    direct_or_indirect_ownership_footnote_ids
    entity_cik
    equity_swap_involved
    exercise_date
    exercise_date_footnote_ids
    expiration_date
    expiration_date_footnote_ids
    filing_accession_number
    line_number
    nature_of_ownership
    nature_of_ownership_footnote_ids
    number_of_shares_transacted
    number_of_shares_transacted_footnote_ids
    price_per_share
    price_per_share_footnote_ids
    security_title
    security_title_footnote_ids
    shares_owned_following_transaction
    shares_owned_following_transaction_footnote_ids
    total_value_transacted
    total_value_transacted_footnote_ids
    transaction_code
    transaction_coding_footnote_ids
    transaction_date
    transaction_date_footnote_ids
    transaction_form_type
    transaction_timeliness
    transaction_timeliness_footnote_ids
    underlying_security_shares
    underlying_security_shares_footnote_ids
    underlying_security_title
    underlying_security_title_footnote_ids
    underlying_security_value
    underlying_security_value_footnote_ids
    value_owned_following_transaction
    value_owned_following_transaction_footnote_ids
  }
}
Variables
{
  "offset": 123,
  "filters": FilterForm4DerivativeTransaction
}
Response
{
  "data": {
    "derivative_transaction": [
      {
        "acquired_or_disposed": "xyz789",
        "acquired_or_disposed_footnote_ids": [
          "abc123"
        ],
        "conversion_or_exercise_price": 987.65,
        "conversion_or_exercise_price_footnote_ids": [
          "abc123"
        ],
        "deemed_execution_date": NaiveDate,
        "deemed_execution_date_footnote_ids": [
          "xyz789"
        ],
        "direct_or_indirect_ownership": "xyz789",
        "direct_or_indirect_ownership_footnote_ids": [
          "xyz789"
        ],
        "entity_cik": 123,
        "equity_swap_involved": false,
        "exercise_date": NaiveDate,
        "exercise_date_footnote_ids": [
          "xyz789"
        ],
        "expiration_date": NaiveDate,
        "expiration_date_footnote_ids": [
          "abc123"
        ],
        "filing_accession_number": 987,
        "line_number": 987,
        "nature_of_ownership": "xyz789",
        "nature_of_ownership_footnote_ids": [
          "abc123"
        ],
        "number_of_shares_transacted": 987.65,
        "number_of_shares_transacted_footnote_ids": [
          "abc123"
        ],
        "price_per_share": 123.45,
        "price_per_share_footnote_ids": [
          "xyz789"
        ],
        "security_title": "xyz789",
        "security_title_footnote_ids": [
          "xyz789"
        ],
        "shares_owned_following_transaction": 123.45,
        "shares_owned_following_transaction_footnote_ids": [
          "abc123"
        ],
        "total_value_transacted": 987.65,
        "total_value_transacted_footnote_ids": [
          "xyz789"
        ],
        "transaction_code": "xyz789",
        "transaction_coding_footnote_ids": [
          "abc123"
        ],
        "transaction_date": NaiveDate,
        "transaction_date_footnote_ids": [
          "abc123"
        ],
        "transaction_form_type": "abc123",
        "transaction_timeliness": "xyz789",
        "transaction_timeliness_footnote_ids": [
          "abc123"
        ],
        "underlying_security_shares": 987.65,
        "underlying_security_shares_footnote_ids": [
          "xyz789"
        ],
        "underlying_security_title": "abc123",
        "underlying_security_title_footnote_ids": [
          "abc123"
        ],
        "underlying_security_value": 123.45,
        "underlying_security_value_footnote_ids": [
          "abc123"
        ],
        "value_owned_following_transaction": 987.65,
        "value_owned_following_transaction_footnote_ids": [
          "xyz789"
        ]
      }
    ]
  }
}
Queries

derivative_transaction_count

Response

Returns an Int!

Arguments
Name Description
filters - FilterForm4DerivativeTransaction

Example

Query
query derivative_transaction_count($filters: FilterForm4DerivativeTransaction) {
  derivative_transaction_count(filters: $filters)
}
Variables
{"filters": FilterForm4DerivativeTransaction}
Response
{"data": {"derivative_transaction_count": 123}}
Queries

footnote

Response

Returns [Form4Footnote!]!

Arguments
Name Description
offset - Int
filters - FilterForm4Footnote

Example

Query
query footnote(
  $offset: Int,
  $filters: FilterForm4Footnote
) {
  footnote(
    offset: $offset,
    filters: $filters
  ) {
    entity_cik
    filing_accession_number
    footnote_id
    pos
    value
  }
}
Variables
{"offset": 123, "filters": FilterForm4Footnote}
Response
{
  "data": {
    "footnote": [
      {
        "entity_cik": 123,
        "filing_accession_number": 987,
        "footnote_id": "xyz789",
        "pos": 123,
        "value": "abc123"
      }
    ]
  }
}
Queries

footnote_count

Response

Returns an Int!

Arguments
Name Description
filters - FilterForm4Footnote

Example

Query
query footnote_count($filters: FilterForm4Footnote) {
  footnote_count(filters: $filters)
}
Variables
{"filters": FilterForm4Footnote}
Response
{"data": {"footnote_count": 987}}
Queries

issuer

Response

Returns [Form4Issuer!]!

Arguments
Name Description
offset - Int
filters - FilterForm4Issuer

Example

Query
query issuer(
  $offset: Int,
  $filters: FilterForm4Issuer
) {
  issuer(
    offset: $offset,
    filters: $filters
  ) {
    cik
    entity_cik
    filing_accession_number
    name
    trading_symbols
  }
}
Variables
{"offset": 987, "filters": FilterForm4Issuer}
Response
{
  "data": {
    "issuer": [
      {
        "cik": 987,
        "entity_cik": 987,
        "filing_accession_number": 123,
        "name": "abc123",
        "trading_symbols": ["abc123"]
      }
    ]
  }
}
Queries

issuer_count

Response

Returns an Int!

Arguments
Name Description
filters - FilterForm4Issuer

Example

Query
query issuer_count($filters: FilterForm4Issuer) {
  issuer_count(filters: $filters)
}
Variables
{"filters": FilterForm4Issuer}
Response
{"data": {"issuer_count": 123}}
Queries

metadata

Response

Returns [Form4Metadata!]!

Arguments
Name Description
offset - Int
filters - FilterForm4Metadata

Example

Query
query metadata(
  $offset: Int,
  $filters: FilterForm4Metadata
) {
  metadata(
    offset: $offset,
    filters: $filters
  ) {
    date_of_original_submission
    document_type
    filing_accession_number
    not_subject_to_section_16
    period_of_report
    schema_version
  }
}
Variables
{"offset": 123, "filters": FilterForm4Metadata}
Response
{
  "data": {
    "metadata": [
      {
        "date_of_original_submission": NaiveDate,
        "document_type": "abc123",
        "filing_accession_number": 987,
        "not_subject_to_section_16": false,
        "period_of_report": "xyz789",
        "schema_version": "xyz789"
      }
    ]
  }
}
Queries

metadata_count

Response

Returns an Int!

Arguments
Name Description
filters - FilterForm4Metadata

Example

Query
query metadata_count($filters: FilterForm4Metadata) {
  metadata_count(filters: $filters)
}
Variables
{"filters": FilterForm4Metadata}
Response
{"data": {"metadata_count": 123}}
Queries

non_derivative_holding

Response

Returns [Form4NonDerivativeHolding!]!

Arguments
Name Description
offset - Int
filters - FilterForm4NonDerivativeHolding

Example

Query
query non_derivative_holding(
  $offset: Int,
  $filters: FilterForm4NonDerivativeHolding
) {
  non_derivative_holding(
    offset: $offset,
    filters: $filters
  ) {
    direct_or_indirect_ownership
    direct_or_indirect_ownership_footnote_ids
    entity_cik
    filing_accession_number
    line_number
    nature_of_ownership
    nature_of_ownership_footnote_ids
    security_title
    security_title_footnote_ids
    shares_owned_following_transaction
    shares_owned_following_transaction_footnote_ids
    value_owned_following_transaction
    value_owned_following_transaction_footnote_ids
  }
}
Variables
{
  "offset": 987,
  "filters": FilterForm4NonDerivativeHolding
}
Response
{
  "data": {
    "non_derivative_holding": [
      {
        "direct_or_indirect_ownership": "abc123",
        "direct_or_indirect_ownership_footnote_ids": [
          "abc123"
        ],
        "entity_cik": 987,
        "filing_accession_number": 123,
        "line_number": 987,
        "nature_of_ownership": "xyz789",
        "nature_of_ownership_footnote_ids": [
          "xyz789"
        ],
        "security_title": "xyz789",
        "security_title_footnote_ids": [
          "xyz789"
        ],
        "shares_owned_following_transaction": 123.45,
        "shares_owned_following_transaction_footnote_ids": [
          "xyz789"
        ],
        "value_owned_following_transaction": 987.65,
        "value_owned_following_transaction_footnote_ids": [
          "xyz789"
        ]
      }
    ]
  }
}
Queries

non_derivative_holding_count

Response

Returns an Int!

Arguments
Name Description
filters - FilterForm4NonDerivativeHolding

Example

Query
query non_derivative_holding_count($filters: FilterForm4NonDerivativeHolding) {
  non_derivative_holding_count(filters: $filters)
}
Variables
{"filters": FilterForm4NonDerivativeHolding}
Response
{"data": {"non_derivative_holding_count": 987}}
Queries

non_derivative_transaction

Response

Returns [Form4NonDerivativeTransaction!]!

Arguments
Name Description
offset - Int
filters - FilterForm4NonDerivativeTransaction

Example

Query
query non_derivative_transaction(
  $offset: Int,
  $filters: FilterForm4NonDerivativeTransaction
) {
  non_derivative_transaction(
    offset: $offset,
    filters: $filters
  ) {
    acquired_or_disposed
    acquired_or_disposed_footnote_ids
    deemed_execution_date
    deemed_execution_date_footnote_ids
    direct_or_indirect_ownership
    direct_or_indirect_ownership_footnote_ids
    entity_cik
    equity_swap_involved
    filing_accession_number
    line_number
    nature_of_ownership
    nature_of_ownership_footnote_ids
    number_of_shares_transacted
    number_of_shares_transacted_footnote_ids
    price_per_share
    price_per_share_footnote_ids
    security_title
    security_title_footnote_ids
    shares_owned_following_transaction
    shares_owned_following_transaction_footnote_ids
    transaction_code
    transaction_coding_footnote_ids
    transaction_date
    transaction_date_footnote_ids
    transaction_form_type
    transaction_timeliness
    transaction_timeliness_footnote_ids
    value_owned_following_transaction
    value_owned_following_transaction_footnote_ids
  }
}
Variables
{
  "offset": 987,
  "filters": FilterForm4NonDerivativeTransaction
}
Response
{
  "data": {
    "non_derivative_transaction": [
      {
        "acquired_or_disposed": "xyz789",
        "acquired_or_disposed_footnote_ids": [
          "abc123"
        ],
        "deemed_execution_date": NaiveDate,
        "deemed_execution_date_footnote_ids": [
          "xyz789"
        ],
        "direct_or_indirect_ownership": "abc123",
        "direct_or_indirect_ownership_footnote_ids": [
          "xyz789"
        ],
        "entity_cik": 123,
        "equity_swap_involved": false,
        "filing_accession_number": 123,
        "line_number": 987,
        "nature_of_ownership": "abc123",
        "nature_of_ownership_footnote_ids": [
          "abc123"
        ],
        "number_of_shares_transacted": 123.45,
        "number_of_shares_transacted_footnote_ids": [
          "xyz789"
        ],
        "price_per_share": 123.45,
        "price_per_share_footnote_ids": [
          "abc123"
        ],
        "security_title": "xyz789",
        "security_title_footnote_ids": [
          "abc123"
        ],
        "shares_owned_following_transaction": 123.45,
        "shares_owned_following_transaction_footnote_ids": [
          "abc123"
        ],
        "transaction_code": "xyz789",
        "transaction_coding_footnote_ids": [
          "abc123"
        ],
        "transaction_date": NaiveDate,
        "transaction_date_footnote_ids": [
          "abc123"
        ],
        "transaction_form_type": "xyz789",
        "transaction_timeliness": "abc123",
        "transaction_timeliness_footnote_ids": [
          "abc123"
        ],
        "value_owned_following_transaction": 987.65,
        "value_owned_following_transaction_footnote_ids": [
          "xyz789"
        ]
      }
    ]
  }
}
Queries

non_derivative_transaction_count

Response

Returns an Int!

Arguments
Name Description
filters - FilterForm4NonDerivativeTransaction

Example

Query
query non_derivative_transaction_count($filters: FilterForm4NonDerivativeTransaction) {
  non_derivative_transaction_count(filters: $filters)
}
Variables
{"filters": FilterForm4NonDerivativeTransaction}
Response
{"data": {"non_derivative_transaction_count": 987}}
Queries

owner_signature

Response

Returns [Form4OwnerSignature!]!

Arguments
Name Description
offset - Int
filters - FilterForm4OwnerSignature

Example

Query
query owner_signature(
  $offset: Int,
  $filters: FilterForm4OwnerSignature
) {
  owner_signature(
    offset: $offset,
    filters: $filters
  ) {
    entity_cik
    filing_accession_number
    pos
    signature_date
    signature_name
  }
}
Variables
{"offset": 987, "filters": FilterForm4OwnerSignature}
Response
{
  "data": {
    "owner_signature": [
      {
        "entity_cik": 987,
        "filing_accession_number": 987,
        "pos": 987,
        "signature_date": NaiveDate,
        "signature_name": "xyz789"
      }
    ]
  }
}
Queries

owner_signature_count

Response

Returns an Int!

Arguments
Name Description
filters - FilterForm4OwnerSignature

Example

Query
query owner_signature_count($filters: FilterForm4OwnerSignature) {
  owner_signature_count(filters: $filters)
}
Variables
{"filters": FilterForm4OwnerSignature}
Response
{"data": {"owner_signature_count": 123}}
Queries

remarks

Response

Returns [Form4Remarks!]!

Arguments
Name Description
offset - Int
filters - FilterForm4Remarks

Example

Query
query remarks(
  $offset: Int,
  $filters: FilterForm4Remarks
) {
  remarks(
    offset: $offset,
    filters: $filters
  ) {
    entity_cik
    filing_accession_number
    remarks
  }
}
Variables
{"offset": 987, "filters": FilterForm4Remarks}
Response
{
  "data": {
    "remarks": [
      {
        "entity_cik": 123,
        "filing_accession_number": 123,
        "remarks": "xyz789"
      }
    ]
  }
}
Queries

remarks_count

Response

Returns an Int!

Arguments
Name Description
filters - FilterForm4Remarks

Example

Query
query remarks_count($filters: FilterForm4Remarks) {
  remarks_count(filters: $filters)
}
Variables
{"filters": FilterForm4Remarks}
Response
{"data": {"remarks_count": 987}}
Queries

reporting_owner

Response

Returns [Form4ReportingOwner!]!

Arguments
Name Description
offset - Int
filters - FilterForm4ReportingOwner

Example

Query
query reporting_owner(
  $offset: Int,
  $filters: FilterForm4ReportingOwner
) {
  reporting_owner(
    offset: $offset,
    filters: $filters
  ) {
    cik
    city
    entity_cik
    filing_accession_number
    is_director
    is_officer
    is_other
    is_ten_percent_owner
    name
    officer_title
    other_text
    pos
    state
    state_description
    street_1
    street_2
    zip_code
  }
}
Variables
{"offset": 123, "filters": FilterForm4ReportingOwner}
Response
{
  "data": {
    "reporting_owner": [
      {
        "cik": 123,
        "city": "xyz789",
        "entity_cik": 987,
        "filing_accession_number": 987,
        "is_director": false,
        "is_officer": true,
        "is_other": true,
        "is_ten_percent_owner": true,
        "name": "abc123",
        "officer_title": "xyz789",
        "other_text": "xyz789",
        "pos": 987,
        "state": "abc123",
        "state_description": "abc123",
        "street_1": "xyz789",
        "street_2": "xyz789",
        "zip_code": "abc123"
      }
    ]
  }
}
Queries

reporting_owner_count

Response

Returns an Int!

Arguments
Name Description
filters - FilterForm4ReportingOwner

Example

Query
query reporting_owner_count($filters: FilterForm4ReportingOwner) {
  reporting_owner_count(filters: $filters)
}
Variables
{"filters": FilterForm4ReportingOwner}
Response
{"data": {"reporting_owner_count": 987}}

Subscriptions

derivative_holding

Response

Returns a Form4DerivativeHolding!

Arguments
Name Description
filters - FilterForm4DerivativeHolding

Example

Query
subscription derivative_holding($filters: FilterForm4DerivativeHolding) {
  derivative_holding(filters: $filters) {
    conversion_or_exercise_price
    conversion_or_exercise_price_footnote_ids
    direct_or_indirect_ownership
    direct_or_indirect_ownership_footnote_ids
    entity_cik
    exercise_date
    exercise_date_footnote_ids
    expiration_date
    expiration_date_footnote_ids
    filing_accession_number
    line_number
    nature_of_ownership
    nature_of_ownership_footnote_ids
    security_title
    security_title_footnote_ids
    shares_owned_following_transaction
    shares_owned_following_transaction_footnote_ids
    underlying_security_shares
    underlying_security_shares_footnote_ids
    underlying_security_title
    underlying_security_title_footnote_ids
    underlying_security_value
    underlying_security_value_footnote_ids
    value_owned_following_transaction
    value_owned_following_transaction_footnote_ids
  }
}
Variables
{"filters": FilterForm4DerivativeHolding}
Response
{
  "data": {
    "derivative_holding": {
      "conversion_or_exercise_price": 987.65,
      "conversion_or_exercise_price_footnote_ids": [
        "abc123"
      ],
      "direct_or_indirect_ownership": "abc123",
      "direct_or_indirect_ownership_footnote_ids": [
        "xyz789"
      ],
      "entity_cik": 123,
      "exercise_date": NaiveDate,
      "exercise_date_footnote_ids": [
        "abc123"
      ],
      "expiration_date": NaiveDate,
      "expiration_date_footnote_ids": [
        "abc123"
      ],
      "filing_accession_number": 123,
      "line_number": 987,
      "nature_of_ownership": "xyz789",
      "nature_of_ownership_footnote_ids": [
        "xyz789"
      ],
      "security_title": "xyz789",
      "security_title_footnote_ids": [
        "abc123"
      ],
      "shares_owned_following_transaction": 123.45,
      "shares_owned_following_transaction_footnote_ids": [
        "xyz789"
      ],
      "underlying_security_shares": 987.65,
      "underlying_security_shares_footnote_ids": [
        "xyz789"
      ],
      "underlying_security_title": "xyz789",
      "underlying_security_title_footnote_ids": [
        "xyz789"
      ],
      "underlying_security_value": 987.65,
      "underlying_security_value_footnote_ids": [
        "xyz789"
      ],
      "value_owned_following_transaction": 987.65,
      "value_owned_following_transaction_footnote_ids": [
        "xyz789"
      ]
    }
  }
}
Subscriptions

derivative_transaction

Response

Returns a Form4DerivativeTransaction!

Arguments
Name Description
filters - FilterForm4DerivativeTransaction

Example

Query
subscription derivative_transaction($filters: FilterForm4DerivativeTransaction) {
  derivative_transaction(filters: $filters) {
    acquired_or_disposed
    acquired_or_disposed_footnote_ids
    conversion_or_exercise_price
    conversion_or_exercise_price_footnote_ids
    deemed_execution_date
    deemed_execution_date_footnote_ids
    direct_or_indirect_ownership
    direct_or_indirect_ownership_footnote_ids
    entity_cik
    equity_swap_involved
    exercise_date
    exercise_date_footnote_ids
    expiration_date
    expiration_date_footnote_ids
    filing_accession_number
    line_number
    nature_of_ownership
    nature_of_ownership_footnote_ids
    number_of_shares_transacted
    number_of_shares_transacted_footnote_ids
    price_per_share
    price_per_share_footnote_ids
    security_title
    security_title_footnote_ids
    shares_owned_following_transaction
    shares_owned_following_transaction_footnote_ids
    total_value_transacted
    total_value_transacted_footnote_ids
    transaction_code
    transaction_coding_footnote_ids
    transaction_date
    transaction_date_footnote_ids
    transaction_form_type
    transaction_timeliness
    transaction_timeliness_footnote_ids
    underlying_security_shares
    underlying_security_shares_footnote_ids
    underlying_security_title
    underlying_security_title_footnote_ids
    underlying_security_value
    underlying_security_value_footnote_ids
    value_owned_following_transaction
    value_owned_following_transaction_footnote_ids
  }
}
Variables
{"filters": FilterForm4DerivativeTransaction}
Response
{
  "data": {
    "derivative_transaction": {
      "acquired_or_disposed": "xyz789",
      "acquired_or_disposed_footnote_ids": [
        "abc123"
      ],
      "conversion_or_exercise_price": 987.65,
      "conversion_or_exercise_price_footnote_ids": [
        "xyz789"
      ],
      "deemed_execution_date": NaiveDate,
      "deemed_execution_date_footnote_ids": [
        "abc123"
      ],
      "direct_or_indirect_ownership": "xyz789",
      "direct_or_indirect_ownership_footnote_ids": [
        "abc123"
      ],
      "entity_cik": 123,
      "equity_swap_involved": true,
      "exercise_date": NaiveDate,
      "exercise_date_footnote_ids": [
        "xyz789"
      ],
      "expiration_date": NaiveDate,
      "expiration_date_footnote_ids": [
        "abc123"
      ],
      "filing_accession_number": 123,
      "line_number": 123,
      "nature_of_ownership": "abc123",
      "nature_of_ownership_footnote_ids": [
        "xyz789"
      ],
      "number_of_shares_transacted": 987.65,
      "number_of_shares_transacted_footnote_ids": [
        "abc123"
      ],
      "price_per_share": 123.45,
      "price_per_share_footnote_ids": [
        "abc123"
      ],
      "security_title": "abc123",
      "security_title_footnote_ids": [
        "xyz789"
      ],
      "shares_owned_following_transaction": 123.45,
      "shares_owned_following_transaction_footnote_ids": [
        "abc123"
      ],
      "total_value_transacted": 123.45,
      "total_value_transacted_footnote_ids": [
        "xyz789"
      ],
      "transaction_code": "abc123",
      "transaction_coding_footnote_ids": [
        "abc123"
      ],
      "transaction_date": NaiveDate,
      "transaction_date_footnote_ids": [
        "xyz789"
      ],
      "transaction_form_type": "abc123",
      "transaction_timeliness": "abc123",
      "transaction_timeliness_footnote_ids": [
        "abc123"
      ],
      "underlying_security_shares": 123.45,
      "underlying_security_shares_footnote_ids": [
        "xyz789"
      ],
      "underlying_security_title": "xyz789",
      "underlying_security_title_footnote_ids": [
        "xyz789"
      ],
      "underlying_security_value": 987.65,
      "underlying_security_value_footnote_ids": [
        "xyz789"
      ],
      "value_owned_following_transaction": 123.45,
      "value_owned_following_transaction_footnote_ids": [
        "xyz789"
      ]
    }
  }
}
Subscriptions

footnote

Response

Returns a Form4Footnote!

Arguments
Name Description
filters - FilterForm4Footnote

Example

Query
subscription footnote($filters: FilterForm4Footnote) {
  footnote(filters: $filters) {
    entity_cik
    filing_accession_number
    footnote_id
    pos
    value
  }
}
Variables
{"filters": FilterForm4Footnote}
Response
{
  "data": {
    "footnote": {
      "entity_cik": 123,
      "filing_accession_number": 987,
      "footnote_id": "xyz789",
      "pos": 987,
      "value": "abc123"
    }
  }
}
Subscriptions

issuer

Response

Returns a Form4Issuer!

Arguments
Name Description
filters - FilterForm4Issuer

Example

Query
subscription issuer($filters: FilterForm4Issuer) {
  issuer(filters: $filters) {
    cik
    entity_cik
    filing_accession_number
    name
    trading_symbols
  }
}
Variables
{"filters": FilterForm4Issuer}
Response
{
  "data": {
    "issuer": {
      "cik": 123,
      "entity_cik": 987,
      "filing_accession_number": 987,
      "name": "xyz789",
      "trading_symbols": ["abc123"]
    }
  }
}
Subscriptions

metadata

Response

Returns a Form4Metadata!

Arguments
Name Description
filters - FilterForm4Metadata

Example

Query
subscription metadata($filters: FilterForm4Metadata) {
  metadata(filters: $filters) {
    date_of_original_submission
    document_type
    filing_accession_number
    not_subject_to_section_16
    period_of_report
    schema_version
  }
}
Variables
{"filters": FilterForm4Metadata}
Response
{
  "data": {
    "metadata": {
      "date_of_original_submission": NaiveDate,
      "document_type": "xyz789",
      "filing_accession_number": 123,
      "not_subject_to_section_16": false,
      "period_of_report": "xyz789",
      "schema_version": "xyz789"
    }
  }
}
Subscriptions

non_derivative_holding

Response

Returns a Form4NonDerivativeHolding!

Arguments
Name Description
filters - FilterForm4NonDerivativeHolding

Example

Query
subscription non_derivative_holding($filters: FilterForm4NonDerivativeHolding) {
  non_derivative_holding(filters: $filters) {
    direct_or_indirect_ownership
    direct_or_indirect_ownership_footnote_ids
    entity_cik
    filing_accession_number
    line_number
    nature_of_ownership
    nature_of_ownership_footnote_ids
    security_title
    security_title_footnote_ids
    shares_owned_following_transaction
    shares_owned_following_transaction_footnote_ids
    value_owned_following_transaction
    value_owned_following_transaction_footnote_ids
  }
}
Variables
{"filters": FilterForm4NonDerivativeHolding}
Response
{
  "data": {
    "non_derivative_holding": {
      "direct_or_indirect_ownership": "xyz789",
      "direct_or_indirect_ownership_footnote_ids": [
        "abc123"
      ],
      "entity_cik": 123,
      "filing_accession_number": 123,
      "line_number": 123,
      "nature_of_ownership": "abc123",
      "nature_of_ownership_footnote_ids": [
        "xyz789"
      ],
      "security_title": "abc123",
      "security_title_footnote_ids": [
        "xyz789"
      ],
      "shares_owned_following_transaction": 987.65,
      "shares_owned_following_transaction_footnote_ids": [
        "abc123"
      ],
      "value_owned_following_transaction": 123.45,
      "value_owned_following_transaction_footnote_ids": [
        "xyz789"
      ]
    }
  }
}
Subscriptions

non_derivative_transaction

Response

Returns a Form4NonDerivativeTransaction!

Arguments
Name Description
filters - FilterForm4NonDerivativeTransaction

Example

Query
subscription non_derivative_transaction($filters: FilterForm4NonDerivativeTransaction) {
  non_derivative_transaction(filters: $filters) {
    acquired_or_disposed
    acquired_or_disposed_footnote_ids
    deemed_execution_date
    deemed_execution_date_footnote_ids
    direct_or_indirect_ownership
    direct_or_indirect_ownership_footnote_ids
    entity_cik
    equity_swap_involved
    filing_accession_number
    line_number
    nature_of_ownership
    nature_of_ownership_footnote_ids
    number_of_shares_transacted
    number_of_shares_transacted_footnote_ids
    price_per_share
    price_per_share_footnote_ids
    security_title
    security_title_footnote_ids
    shares_owned_following_transaction
    shares_owned_following_transaction_footnote_ids
    transaction_code
    transaction_coding_footnote_ids
    transaction_date
    transaction_date_footnote_ids
    transaction_form_type
    transaction_timeliness
    transaction_timeliness_footnote_ids
    value_owned_following_transaction
    value_owned_following_transaction_footnote_ids
  }
}
Variables
{"filters": FilterForm4NonDerivativeTransaction}
Response
{
  "data": {
    "non_derivative_transaction": {
      "acquired_or_disposed": "abc123",
      "acquired_or_disposed_footnote_ids": [
        "abc123"
      ],
      "deemed_execution_date": NaiveDate,
      "deemed_execution_date_footnote_ids": [
        "xyz789"
      ],
      "direct_or_indirect_ownership": "xyz789",
      "direct_or_indirect_ownership_footnote_ids": [
        "xyz789"
      ],
      "entity_cik": 987,
      "equity_swap_involved": true,
      "filing_accession_number": 987,
      "line_number": 987,
      "nature_of_ownership": "xyz789",
      "nature_of_ownership_footnote_ids": [
        "xyz789"
      ],
      "number_of_shares_transacted": 987.65,
      "number_of_shares_transacted_footnote_ids": [
        "xyz789"
      ],
      "price_per_share": 987.65,
      "price_per_share_footnote_ids": [
        "xyz789"
      ],
      "security_title": "xyz789",
      "security_title_footnote_ids": [
        "abc123"
      ],
      "shares_owned_following_transaction": 123.45,
      "shares_owned_following_transaction_footnote_ids": [
        "abc123"
      ],
      "transaction_code": "xyz789",
      "transaction_coding_footnote_ids": [
        "abc123"
      ],
      "transaction_date": NaiveDate,
      "transaction_date_footnote_ids": [
        "abc123"
      ],
      "transaction_form_type": "abc123",
      "transaction_timeliness": "abc123",
      "transaction_timeliness_footnote_ids": [
        "abc123"
      ],
      "value_owned_following_transaction": 987.65,
      "value_owned_following_transaction_footnote_ids": [
        "abc123"
      ]
    }
  }
}
Subscriptions

owner_signature

Response

Returns a Form4OwnerSignature!

Arguments
Name Description
filters - FilterForm4OwnerSignature

Example

Query
subscription owner_signature($filters: FilterForm4OwnerSignature) {
  owner_signature(filters: $filters) {
    entity_cik
    filing_accession_number
    pos
    signature_date
    signature_name
  }
}
Variables
{"filters": FilterForm4OwnerSignature}
Response
{
  "data": {
    "owner_signature": {
      "entity_cik": 987,
      "filing_accession_number": 987,
      "pos": 987,
      "signature_date": NaiveDate,
      "signature_name": "abc123"
    }
  }
}
Subscriptions

remarks

Response

Returns a Form4Remarks!

Arguments
Name Description
filters - FilterForm4Remarks

Example

Query
subscription remarks($filters: FilterForm4Remarks) {
  remarks(filters: $filters) {
    entity_cik
    filing_accession_number
    remarks
  }
}
Variables
{"filters": FilterForm4Remarks}
Response
{
  "data": {
    "remarks": {
      "entity_cik": 987,
      "filing_accession_number": 123,
      "remarks": "abc123"
    }
  }
}
Subscriptions

reporting_owner

Response

Returns a Form4ReportingOwner!

Arguments
Name Description
filters - FilterForm4ReportingOwner

Example

Query
subscription reporting_owner($filters: FilterForm4ReportingOwner) {
  reporting_owner(filters: $filters) {
    cik
    city
    entity_cik
    filing_accession_number
    is_director
    is_officer
    is_other
    is_ten_percent_owner
    name
    officer_title
    other_text
    pos
    state
    state_description
    street_1
    street_2
    zip_code
  }
}
Variables
{"filters": FilterForm4ReportingOwner}
Response
{
  "data": {
    "reporting_owner": {
      "cik": 987,
      "city": "abc123",
      "entity_cik": 987,
      "filing_accession_number": 987,
      "is_director": false,
      "is_officer": true,
      "is_other": false,
      "is_ten_percent_owner": false,
      "name": "abc123",
      "officer_title": "xyz789",
      "other_text": "abc123",
      "pos": 123,
      "state": "abc123",
      "state_description": "xyz789",
      "street_1": "xyz789",
      "street_2": "abc123",
      "zip_code": "abc123"
    }
  }
}

Types

Boolean

Description

The Boolean scalar type represents true or false.

Types

F64HighEnd

Fields
Input Field Description
le - Float
lt - Float
Example
{"le": 987.65, "lt": 123.45}
Types

F64LowEnd

Fields
Input Field Description
ge - Float
gt - Float
Example
{"ge": 123.45, "gt": 987.65}
Types

F64Range

Fields
Input Field Description
lowEnd - F64LowEnd
highEnd - F64HighEnd
Example
{
  "lowEnd": F64LowEnd,
  "highEnd": F64HighEnd
}
Types

FilterForm4DerivativeHolding

Fields
Input Field Description
conversion_or_exercise_price - FilterableF64
conversion_or_exercise_price_footnote_ids - [String!]
direct_or_indirect_ownership - String
direct_or_indirect_ownership_footnote_ids - [String!]
entity_cik - FilterableI64
exercise_date - FilterableNaiveDate
exercise_date_footnote_ids - [String!]
expiration_date - FilterableNaiveDate
expiration_date_footnote_ids - [String!]
filing_accession_number - FilterableI64
line_number - FilterableI32
nature_of_ownership - String
nature_of_ownership_footnote_ids - [String!]
security_title - String
security_title_footnote_ids - [String!]
shares_owned_following_transaction - FilterableF64
shares_owned_following_transaction_footnote_ids - [String!]
underlying_security_shares - FilterableF64
underlying_security_shares_footnote_ids - [String!]
underlying_security_title - String
underlying_security_title_footnote_ids - [String!]
underlying_security_value - FilterableF64
underlying_security_value_footnote_ids - [String!]
value_owned_following_transaction - FilterableF64
value_owned_following_transaction_footnote_ids - [String!]
Example
{
  "conversion_or_exercise_price": FilterableF64,
  "conversion_or_exercise_price_footnote_ids": [
    "abc123"
  ],
  "direct_or_indirect_ownership": "xyz789",
  "direct_or_indirect_ownership_footnote_ids": [
    "xyz789"
  ],
  "entity_cik": FilterableI64,
  "exercise_date": FilterableNaiveDate,
  "exercise_date_footnote_ids": ["abc123"],
  "expiration_date": FilterableNaiveDate,
  "expiration_date_footnote_ids": [
    "abc123"
  ],
  "filing_accession_number": FilterableI64,
  "line_number": FilterableI32,
  "nature_of_ownership": "xyz789",
  "nature_of_ownership_footnote_ids": [
    "abc123"
  ],
  "security_title": "xyz789",
  "security_title_footnote_ids": ["abc123"],
  "shares_owned_following_transaction": FilterableF64,
  "shares_owned_following_transaction_footnote_ids": [
    "abc123"
  ],
  "underlying_security_shares": FilterableF64,
  "underlying_security_shares_footnote_ids": [
    "abc123"
  ],
  "underlying_security_title": "abc123",
  "underlying_security_title_footnote_ids": [
    "xyz789"
  ],
  "underlying_security_value": FilterableF64,
  "underlying_security_value_footnote_ids": [
    "xyz789"
  ],
  "value_owned_following_transaction": FilterableF64,
  "value_owned_following_transaction_footnote_ids": [
    "xyz789"
  ]
}
Types

FilterForm4DerivativeTransaction

Fields
Input Field Description
acquired_or_disposed - String
acquired_or_disposed_footnote_ids - [String!]
conversion_or_exercise_price - FilterableF64
conversion_or_exercise_price_footnote_ids - [String!]
deemed_execution_date - FilterableNaiveDate
deemed_execution_date_footnote_ids - [String!]
direct_or_indirect_ownership - String
direct_or_indirect_ownership_footnote_ids - [String!]
entity_cik - FilterableI64
equity_swap_involved - Boolean
exercise_date - FilterableNaiveDate
exercise_date_footnote_ids - [String!]
expiration_date - FilterableNaiveDate
expiration_date_footnote_ids - [String!]
filing_accession_number - FilterableI64
line_number - FilterableI32
nature_of_ownership - String
nature_of_ownership_footnote_ids - [String!]
number_of_shares_transacted - FilterableF64
number_of_shares_transacted_footnote_ids - [String!]
price_per_share - FilterableF64
price_per_share_footnote_ids - [String!]
security_title - String
security_title_footnote_ids - [String!]
shares_owned_following_transaction - FilterableF64
shares_owned_following_transaction_footnote_ids - [String!]
total_value_transacted - FilterableF64
total_value_transacted_footnote_ids - [String!]
transaction_code - String
transaction_coding_footnote_ids - [String!]
transaction_date - FilterableNaiveDate
transaction_date_footnote_ids - [String!]
transaction_form_type - String
transaction_timeliness - String
transaction_timeliness_footnote_ids - [String!]
underlying_security_shares - FilterableF64
underlying_security_shares_footnote_ids - [String!]
underlying_security_title - String
underlying_security_title_footnote_ids - [String!]
underlying_security_value - FilterableF64
underlying_security_value_footnote_ids - [String!]
value_owned_following_transaction - FilterableF64
value_owned_following_transaction_footnote_ids - [String!]
Example
{
  "acquired_or_disposed": "abc123",
  "acquired_or_disposed_footnote_ids": [
    "abc123"
  ],
  "conversion_or_exercise_price": FilterableF64,
  "conversion_or_exercise_price_footnote_ids": [
    "abc123"
  ],
  "deemed_execution_date": FilterableNaiveDate,
  "deemed_execution_date_footnote_ids": [
    "xyz789"
  ],
  "direct_or_indirect_ownership": "abc123",
  "direct_or_indirect_ownership_footnote_ids": [
    "xyz789"
  ],
  "entity_cik": FilterableI64,
  "equity_swap_involved": true,
  "exercise_date": FilterableNaiveDate,
  "exercise_date_footnote_ids": ["xyz789"],
  "expiration_date": FilterableNaiveDate,
  "expiration_date_footnote_ids": [
    "xyz789"
  ],
  "filing_accession_number": FilterableI64,
  "line_number": FilterableI32,
  "nature_of_ownership": "xyz789",
  "nature_of_ownership_footnote_ids": [
    "xyz789"
  ],
  "number_of_shares_transacted": FilterableF64,
  "number_of_shares_transacted_footnote_ids": [
    "xyz789"
  ],
  "price_per_share": FilterableF64,
  "price_per_share_footnote_ids": [
    "xyz789"
  ],
  "security_title": "abc123",
  "security_title_footnote_ids": ["xyz789"],
  "shares_owned_following_transaction": FilterableF64,
  "shares_owned_following_transaction_footnote_ids": [
    "abc123"
  ],
  "total_value_transacted": FilterableF64,
  "total_value_transacted_footnote_ids": [
    "xyz789"
  ],
  "transaction_code": "abc123",
  "transaction_coding_footnote_ids": [
    "abc123"
  ],
  "transaction_date": FilterableNaiveDate,
  "transaction_date_footnote_ids": [
    "abc123"
  ],
  "transaction_form_type": "xyz789",
  "transaction_timeliness": "abc123",
  "transaction_timeliness_footnote_ids": [
    "xyz789"
  ],
  "underlying_security_shares": FilterableF64,
  "underlying_security_shares_footnote_ids": [
    "xyz789"
  ],
  "underlying_security_title": "abc123",
  "underlying_security_title_footnote_ids": [
    "xyz789"
  ],
  "underlying_security_value": FilterableF64,
  "underlying_security_value_footnote_ids": [
    "abc123"
  ],
  "value_owned_following_transaction": FilterableF64,
  "value_owned_following_transaction_footnote_ids": [
    "xyz789"
  ]
}
Types

FilterForm4Footnote

Fields
Input Field Description
entity_cik - FilterableI64
filing_accession_number - FilterableI64
footnote_id - String
pos - FilterableI32
value - String
Example
{
  "entity_cik": FilterableI64,
  "filing_accession_number": FilterableI64,
  "footnote_id": "xyz789",
  "pos": FilterableI32,
  "value": "xyz789"
}
Types

FilterForm4Issuer

Fields
Input Field Description
cik - FilterableI64
entity_cik - FilterableI64
filing_accession_number - FilterableI64
name - String
trading_symbols - [String!]
Example
{
  "cik": FilterableI64,
  "entity_cik": FilterableI64,
  "filing_accession_number": FilterableI64,
  "name": "xyz789",
  "trading_symbols": ["xyz789"]
}
Types

FilterForm4Metadata

Fields
Input Field Description
date_of_original_submission - FilterableNaiveDate
document_type - String
filing_accession_number - FilterableI64
not_subject_to_section_16 - Boolean
period_of_report - String
schema_version - String
Example
{
  "date_of_original_submission": FilterableNaiveDate,
  "document_type": "xyz789",
  "filing_accession_number": FilterableI64,
  "not_subject_to_section_16": false,
  "period_of_report": "xyz789",
  "schema_version": "abc123"
}
Types

FilterForm4NonDerivativeHolding

Fields
Input Field Description
direct_or_indirect_ownership - String
direct_or_indirect_ownership_footnote_ids - [String!]
entity_cik - FilterableI64
filing_accession_number - FilterableI64
line_number - FilterableI32
nature_of_ownership - String
nature_of_ownership_footnote_ids - [String!]
security_title - String
security_title_footnote_ids - [String!]
shares_owned_following_transaction - FilterableF64
shares_owned_following_transaction_footnote_ids - [String!]
value_owned_following_transaction - FilterableF64
value_owned_following_transaction_footnote_ids - [String!]
Example
{
  "direct_or_indirect_ownership": "xyz789",
  "direct_or_indirect_ownership_footnote_ids": [
    "xyz789"
  ],
  "entity_cik": FilterableI64,
  "filing_accession_number": FilterableI64,
  "line_number": FilterableI32,
  "nature_of_ownership": "xyz789",
  "nature_of_ownership_footnote_ids": [
    "abc123"
  ],
  "security_title": "abc123",
  "security_title_footnote_ids": ["xyz789"],
  "shares_owned_following_transaction": FilterableF64,
  "shares_owned_following_transaction_footnote_ids": [
    "xyz789"
  ],
  "value_owned_following_transaction": FilterableF64,
  "value_owned_following_transaction_footnote_ids": [
    "xyz789"
  ]
}
Types

FilterForm4NonDerivativeTransaction

Fields
Input Field Description
acquired_or_disposed - String
acquired_or_disposed_footnote_ids - [String!]
deemed_execution_date - FilterableNaiveDate
deemed_execution_date_footnote_ids - [String!]
direct_or_indirect_ownership - String
direct_or_indirect_ownership_footnote_ids - [String!]
entity_cik - FilterableI64
equity_swap_involved - Boolean
filing_accession_number - FilterableI64
line_number - FilterableI32
nature_of_ownership - String
nature_of_ownership_footnote_ids - [String!]
number_of_shares_transacted - FilterableF64
number_of_shares_transacted_footnote_ids - [String!]
price_per_share - FilterableF64
price_per_share_footnote_ids - [String!]
security_title - String
security_title_footnote_ids - [String!]
shares_owned_following_transaction - FilterableF64
shares_owned_following_transaction_footnote_ids - [String!]
transaction_code - String
transaction_coding_footnote_ids - [String!]
transaction_date - FilterableNaiveDate
transaction_date_footnote_ids - [String!]
transaction_form_type - String
transaction_timeliness - String
transaction_timeliness_footnote_ids - [String!]
value_owned_following_transaction - FilterableF64
value_owned_following_transaction_footnote_ids - [String!]
Example
{
  "acquired_or_disposed": "abc123",
  "acquired_or_disposed_footnote_ids": [
    "abc123"
  ],
  "deemed_execution_date": FilterableNaiveDate,
  "deemed_execution_date_footnote_ids": [
    "abc123"
  ],
  "direct_or_indirect_ownership": "xyz789",
  "direct_or_indirect_ownership_footnote_ids": [
    "xyz789"
  ],
  "entity_cik": FilterableI64,
  "equity_swap_involved": false,
  "filing_accession_number": FilterableI64,
  "line_number": FilterableI32,
  "nature_of_ownership": "abc123",
  "nature_of_ownership_footnote_ids": [
    "abc123"
  ],
  "number_of_shares_transacted": FilterableF64,
  "number_of_shares_transacted_footnote_ids": [
    "xyz789"
  ],
  "price_per_share": FilterableF64,
  "price_per_share_footnote_ids": [
    "abc123"
  ],
  "security_title": "abc123",
  "security_title_footnote_ids": ["abc123"],
  "shares_owned_following_transaction": FilterableF64,
  "shares_owned_following_transaction_footnote_ids": [
    "abc123"
  ],
  "transaction_code": "abc123",
  "transaction_coding_footnote_ids": [
    "xyz789"
  ],
  "transaction_date": FilterableNaiveDate,
  "transaction_date_footnote_ids": [
    "abc123"
  ],
  "transaction_form_type": "abc123",
  "transaction_timeliness": "abc123",
  "transaction_timeliness_footnote_ids": [
    "xyz789"
  ],
  "value_owned_following_transaction": FilterableF64,
  "value_owned_following_transaction_footnote_ids": [
    "abc123"
  ]
}
Types

FilterForm4OwnerSignature

Fields
Input Field Description
entity_cik - FilterableI64
filing_accession_number - FilterableI64
pos - FilterableI32
signature_date - FilterableNaiveDate
signature_name - String
Example
{
  "entity_cik": FilterableI64,
  "filing_accession_number": FilterableI64,
  "pos": FilterableI32,
  "signature_date": FilterableNaiveDate,
  "signature_name": "xyz789"
}
Types

FilterForm4Remarks

Fields
Input Field Description
entity_cik - FilterableI64
filing_accession_number - FilterableI64
remarks - String
Example
{
  "entity_cik": FilterableI64,
  "filing_accession_number": FilterableI64,
  "remarks": "xyz789"
}
Types

FilterForm4ReportingOwner

Fields
Input Field Description
cik - FilterableI64
city - String
entity_cik - FilterableI64
filing_accession_number - FilterableI64
is_director - Boolean
is_officer - Boolean
is_other - Boolean
is_ten_percent_owner - Boolean
name - String
officer_title - String
other_text - String
pos - FilterableI32
state - String
state_description - String
street_1 - String
street_2 - String
zip_code - String
Example
{
  "cik": FilterableI64,
  "city": "abc123",
  "entity_cik": FilterableI64,
  "filing_accession_number": FilterableI64,
  "is_director": true,
  "is_officer": true,
  "is_other": false,
  "is_ten_percent_owner": true,
  "name": "abc123",
  "officer_title": "abc123",
  "other_text": "xyz789",
  "pos": FilterableI32,
  "state": "xyz789",
  "state_description": "abc123",
  "street_1": "xyz789",
  "street_2": "abc123",
  "zip_code": "abc123"
}
Types

FilterableF64

Fields
Input Field Description
equal - Float
range - F64Range
Example
{"equal": 987.65, "range": F64Range}
Types

FilterableI32

Fields
Input Field Description
equal - Int
range - I32Range
Example
{"equal": 123, "range": I32Range}
Types

FilterableI64

Fields
Input Field Description
equal - Int
range - I64Range
Example
{"equal": 123, "range": I64Range}
Types

FilterableNaiveDate

Fields
Input Field Description
equal - NaiveDate
range - NaiveDateRange
Example
{
  "equal": NaiveDate,
  "range": NaiveDateRange
}
Types

Float

Description

The Float scalar type represents signed double-precision fractional values as specified by IEEE 754.

Example
123.45
Types

Form4DerivativeHolding

Fields
Field Name Description
conversion_or_exercise_price - Float
conversion_or_exercise_price_footnote_ids - [String!]
direct_or_indirect_ownership - String
direct_or_indirect_ownership_footnote_ids - [String!]
entity_cik - Int
exercise_date - NaiveDate
exercise_date_footnote_ids - [String!]
expiration_date - NaiveDate
expiration_date_footnote_ids - [String!]
filing_accession_number - Int
line_number - Int
nature_of_ownership - String
nature_of_ownership_footnote_ids - [String!]
security_title - String
security_title_footnote_ids - [String!]
shares_owned_following_transaction - Float
shares_owned_following_transaction_footnote_ids - [String!]
underlying_security_shares - Float
underlying_security_shares_footnote_ids - [String!]
underlying_security_title - String
underlying_security_title_footnote_ids - [String!]
underlying_security_value - Float
underlying_security_value_footnote_ids - [String!]
value_owned_following_transaction - Float
value_owned_following_transaction_footnote_ids - [String!]
Example
{
  "conversion_or_exercise_price": 123.45,
  "conversion_or_exercise_price_footnote_ids": [
    "xyz789"
  ],
  "direct_or_indirect_ownership": "xyz789",
  "direct_or_indirect_ownership_footnote_ids": [
    "abc123"
  ],
  "entity_cik": 123,
  "exercise_date": NaiveDate,
  "exercise_date_footnote_ids": ["abc123"],
  "expiration_date": NaiveDate,
  "expiration_date_footnote_ids": [
    "abc123"
  ],
  "filing_accession_number": 123,
  "line_number": 123,
  "nature_of_ownership": "xyz789",
  "nature_of_ownership_footnote_ids": [
    "abc123"
  ],
  "security_title": "abc123",
  "security_title_footnote_ids": ["xyz789"],
  "shares_owned_following_transaction": 123.45,
  "shares_owned_following_transaction_footnote_ids": [
    "abc123"
  ],
  "underlying_security_shares": 123.45,
  "underlying_security_shares_footnote_ids": [
    "xyz789"
  ],
  "underlying_security_title": "abc123",
  "underlying_security_title_footnote_ids": [
    "xyz789"
  ],
  "underlying_security_value": 123.45,
  "underlying_security_value_footnote_ids": [
    "abc123"
  ],
  "value_owned_following_transaction": 987.65,
  "value_owned_following_transaction_footnote_ids": [
    "abc123"
  ]
}
Types

Form4DerivativeTransaction

Fields
Field Name Description
acquired_or_disposed - String
acquired_or_disposed_footnote_ids - [String!]
conversion_or_exercise_price - Float
conversion_or_exercise_price_footnote_ids - [String!]
deemed_execution_date - NaiveDate
deemed_execution_date_footnote_ids - [String!]
direct_or_indirect_ownership - String
direct_or_indirect_ownership_footnote_ids - [String!]
entity_cik - Int
equity_swap_involved - Boolean
exercise_date - NaiveDate
exercise_date_footnote_ids - [String!]
expiration_date - NaiveDate
expiration_date_footnote_ids - [String!]
filing_accession_number - Int
line_number - Int
nature_of_ownership - String
nature_of_ownership_footnote_ids - [String!]
number_of_shares_transacted - Float
number_of_shares_transacted_footnote_ids - [String!]
price_per_share - Float
price_per_share_footnote_ids - [String!]
security_title - String
security_title_footnote_ids - [String!]
shares_owned_following_transaction - Float
shares_owned_following_transaction_footnote_ids - [String!]
total_value_transacted - Float
total_value_transacted_footnote_ids - [String!]
transaction_code - String
transaction_coding_footnote_ids - [String!]
transaction_date - NaiveDate
transaction_date_footnote_ids - [String!]
transaction_form_type - String
transaction_timeliness - String
transaction_timeliness_footnote_ids - [String!]
underlying_security_shares - Float
underlying_security_shares_footnote_ids - [String!]
underlying_security_title - String
underlying_security_title_footnote_ids - [String!]
underlying_security_value - Float
underlying_security_value_footnote_ids - [String!]
value_owned_following_transaction - Float
value_owned_following_transaction_footnote_ids - [String!]
Example
{
  "acquired_or_disposed": "xyz789",
  "acquired_or_disposed_footnote_ids": [
    "xyz789"
  ],
  "conversion_or_exercise_price": 123.45,
  "conversion_or_exercise_price_footnote_ids": [
    "abc123"
  ],
  "deemed_execution_date": NaiveDate,
  "deemed_execution_date_footnote_ids": [
    "xyz789"
  ],
  "direct_or_indirect_ownership": "xyz789",
  "direct_or_indirect_ownership_footnote_ids": [
    "xyz789"
  ],
  "entity_cik": 987,
  "equity_swap_involved": false,
  "exercise_date": NaiveDate,
  "exercise_date_footnote_ids": ["xyz789"],
  "expiration_date": NaiveDate,
  "expiration_date_footnote_ids": [
    "xyz789"
  ],
  "filing_accession_number": 987,
  "line_number": 987,
  "nature_of_ownership": "abc123",
  "nature_of_ownership_footnote_ids": [
    "xyz789"
  ],
  "number_of_shares_transacted": 123.45,
  "number_of_shares_transacted_footnote_ids": [
    "xyz789"
  ],
  "price_per_share": 123.45,
  "price_per_share_footnote_ids": [
    "abc123"
  ],
  "security_title": "xyz789",
  "security_title_footnote_ids": ["xyz789"],
  "shares_owned_following_transaction": 987.65,
  "shares_owned_following_transaction_footnote_ids": [
    "xyz789"
  ],
  "total_value_transacted": 987.65,
  "total_value_transacted_footnote_ids": [
    "xyz789"
  ],
  "transaction_code": "xyz789",
  "transaction_coding_footnote_ids": [
    "abc123"
  ],
  "transaction_date": NaiveDate,
  "transaction_date_footnote_ids": [
    "abc123"
  ],
  "transaction_form_type": "abc123",
  "transaction_timeliness": "abc123",
  "transaction_timeliness_footnote_ids": [
    "abc123"
  ],
  "underlying_security_shares": 987.65,
  "underlying_security_shares_footnote_ids": [
    "xyz789"
  ],
  "underlying_security_title": "xyz789",
  "underlying_security_title_footnote_ids": [
    "xyz789"
  ],
  "underlying_security_value": 987.65,
  "underlying_security_value_footnote_ids": [
    "abc123"
  ],
  "value_owned_following_transaction": 123.45,
  "value_owned_following_transaction_footnote_ids": [
    "xyz789"
  ]
}
Types

Form4Footnote

Fields
Field Name Description
entity_cik - Int
filing_accession_number - Int
footnote_id - String
pos - Int
value - String
Example
{
  "entity_cik": 987,
  "filing_accession_number": 987,
  "footnote_id": "abc123",
  "pos": 987,
  "value": "xyz789"
}
Types

Form4Issuer

Fields
Field Name Description
cik - Int
entity_cik - Int
filing_accession_number - Int
name - String
trading_symbols - [String!]
Example
{
  "cik": 123,
  "entity_cik": 123,
  "filing_accession_number": 123,
  "name": "abc123",
  "trading_symbols": ["abc123"]
}
Types

Form4Metadata

Fields
Field Name Description
date_of_original_submission - NaiveDate
document_type - String
filing_accession_number - Int
not_subject_to_section_16 - Boolean
period_of_report - String
schema_version - String
Example
{
  "date_of_original_submission": NaiveDate,
  "document_type": "xyz789",
  "filing_accession_number": 987,
  "not_subject_to_section_16": false,
  "period_of_report": "xyz789",
  "schema_version": "xyz789"
}
Types

Form4NonDerivativeHolding

Fields
Field Name Description
direct_or_indirect_ownership - String
direct_or_indirect_ownership_footnote_ids - [String!]
entity_cik - Int
filing_accession_number - Int
line_number - Int
nature_of_ownership - String
nature_of_ownership_footnote_ids - [String!]
security_title - String
security_title_footnote_ids - [String!]
shares_owned_following_transaction - Float
shares_owned_following_transaction_footnote_ids - [String!]
value_owned_following_transaction - Float
value_owned_following_transaction_footnote_ids - [String!]
Example
{
  "direct_or_indirect_ownership": "abc123",
  "direct_or_indirect_ownership_footnote_ids": [
    "abc123"
  ],
  "entity_cik": 987,
  "filing_accession_number": 987,
  "line_number": 123,
  "nature_of_ownership": "abc123",
  "nature_of_ownership_footnote_ids": [
    "xyz789"
  ],
  "security_title": "xyz789",
  "security_title_footnote_ids": ["xyz789"],
  "shares_owned_following_transaction": 123.45,
  "shares_owned_following_transaction_footnote_ids": [
    "abc123"
  ],
  "value_owned_following_transaction": 123.45,
  "value_owned_following_transaction_footnote_ids": [
    "xyz789"
  ]
}
Types

Form4NonDerivativeTransaction

Fields
Field Name Description
acquired_or_disposed - String
acquired_or_disposed_footnote_ids - [String!]
deemed_execution_date - NaiveDate
deemed_execution_date_footnote_ids - [String!]
direct_or_indirect_ownership - String
direct_or_indirect_ownership_footnote_ids - [String!]
entity_cik - Int
equity_swap_involved - Boolean
filing_accession_number - Int
line_number - Int
nature_of_ownership - String
nature_of_ownership_footnote_ids - [String!]
number_of_shares_transacted - Float
number_of_shares_transacted_footnote_ids - [String!]
price_per_share - Float
price_per_share_footnote_ids - [String!]
security_title - String
security_title_footnote_ids - [String!]
shares_owned_following_transaction - Float
shares_owned_following_transaction_footnote_ids - [String!]
transaction_code - String
transaction_coding_footnote_ids - [String!]
transaction_date - NaiveDate
transaction_date_footnote_ids - [String!]
transaction_form_type - String
transaction_timeliness - String
transaction_timeliness_footnote_ids - [String!]
value_owned_following_transaction - Float
value_owned_following_transaction_footnote_ids - [String!]
Example
{
  "acquired_or_disposed": "xyz789",
  "acquired_or_disposed_footnote_ids": [
    "abc123"
  ],
  "deemed_execution_date": NaiveDate,
  "deemed_execution_date_footnote_ids": [
    "abc123"
  ],
  "direct_or_indirect_ownership": "xyz789",
  "direct_or_indirect_ownership_footnote_ids": [
    "xyz789"
  ],
  "entity_cik": 123,
  "equity_swap_involved": false,
  "filing_accession_number": 123,
  "line_number": 987,
  "nature_of_ownership": "abc123",
  "nature_of_ownership_footnote_ids": [
    "abc123"
  ],
  "number_of_shares_transacted": 123.45,
  "number_of_shares_transacted_footnote_ids": [
    "abc123"
  ],
  "price_per_share": 987.65,
  "price_per_share_footnote_ids": [
    "xyz789"
  ],
  "security_title": "xyz789",
  "security_title_footnote_ids": ["xyz789"],
  "shares_owned_following_transaction": 987.65,
  "shares_owned_following_transaction_footnote_ids": [
    "xyz789"
  ],
  "transaction_code": "xyz789",
  "transaction_coding_footnote_ids": [
    "xyz789"
  ],
  "transaction_date": NaiveDate,
  "transaction_date_footnote_ids": [
    "abc123"
  ],
  "transaction_form_type": "abc123",
  "transaction_timeliness": "xyz789",
  "transaction_timeliness_footnote_ids": [
    "xyz789"
  ],
  "value_owned_following_transaction": 987.65,
  "value_owned_following_transaction_footnote_ids": [
    "abc123"
  ]
}
Types

Form4OwnerSignature

Fields
Field Name Description
entity_cik - Int
filing_accession_number - Int
pos - Int
signature_date - NaiveDate
signature_name - String
Example
{
  "entity_cik": 123,
  "filing_accession_number": 123,
  "pos": 987,
  "signature_date": NaiveDate,
  "signature_name": "abc123"
}
Types

Form4Remarks

Fields
Field Name Description
entity_cik - Int
filing_accession_number - Int
remarks - String
Example
{
  "entity_cik": 987,
  "filing_accession_number": 123,
  "remarks": "xyz789"
}
Types

Form4ReportingOwner

Fields
Field Name Description
cik - Int
city - String
entity_cik - Int
filing_accession_number - Int
is_director - Boolean
is_officer - Boolean
is_other - Boolean
is_ten_percent_owner - Boolean
name - String
officer_title - String
other_text - String
pos - Int
state - String
state_description - String
street_1 - String
street_2 - String
zip_code - String
Example
{
  "cik": 987,
  "city": "xyz789",
  "entity_cik": 123,
  "filing_accession_number": 123,
  "is_director": false,
  "is_officer": true,
  "is_other": false,
  "is_ten_percent_owner": true,
  "name": "abc123",
  "officer_title": "xyz789",
  "other_text": "abc123",
  "pos": 987,
  "state": "xyz789",
  "state_description": "abc123",
  "street_1": "abc123",
  "street_2": "abc123",
  "zip_code": "abc123"
}
Types

I32HighEnd

Fields
Input Field Description
le - Int
lt - Int
Example
{"le": 123, "lt": 123}
Types

I32LowEnd

Fields
Input Field Description
ge - Int
gt - Int
Example
{"ge": 987, "gt": 987}
Types

I32Range

Fields
Input Field Description
lowEnd - I32LowEnd
highEnd - I32HighEnd
Example
{
  "lowEnd": I32LowEnd,
  "highEnd": I32HighEnd
}
Types

I64HighEnd

Fields
Input Field Description
le - Int
lt - Int
Example
{"le": 123, "lt": 987}
Types

I64LowEnd

Fields
Input Field Description
ge - Int
gt - Int
Example
{"ge": 123, "gt": 987}
Types

I64Range

Fields
Input Field Description
lowEnd - I64LowEnd
highEnd - I64HighEnd
Example
{
  "lowEnd": I64LowEnd,
  "highEnd": I64HighEnd
}
Types

Int

Description

The Int scalar type represents non-fractional whole numeric values.

Example
123
Types

NaiveDate

Description

ISO 8601 calendar date without timezone. Format: %Y-%m-%d

Examples

  • 1994-11-13
  • 2000-02-24
Example
NaiveDate
Types

NaiveDateHighEnd

Fields
Input Field Description
le - NaiveDate
lt - NaiveDate
Example
{"le": NaiveDate, "lt": NaiveDate}
Types

NaiveDateLowEnd

Fields
Input Field Description
ge - NaiveDate
gt - NaiveDate
Example
{"ge": NaiveDate, "gt": NaiveDate}
Types

NaiveDateRange

Fields
Input Field Description
lowEnd - NaiveDateLowEnd
highEnd - NaiveDateHighEnd
Example
{
  "lowEnd": NaiveDateLowEnd,
  "highEnd": NaiveDateHighEnd
}
Types

String

Description

The String scalar type represents textual data, represented as UTF-8 character sequences. The String type is most often used by GraphQL to represent free-form human-readable text.

Example
"xyz789"
Documentation by Anvil SpectaQL