SEC EDGAR Form D GraphQL Documentation

This documentation includes the GraphQL query and subscription specification for access to the Securities and Exchange Commission (SEC EDGAR ) data on our platform.

Terms of Service

https://beamapi.com/terms

API Endpoints
# Production Server for Queries:
https://api.beamapi.com/data/fundamentals/us/sec/form_d/v1/
# Production Server for Subscriptions:
wss://api.beamapi.com/data/fundamentals/us/sec/form_d/v1/ws
Headers
# Your API key from the dashboard. Must be included in all API calls. For websocket connections, this value is put in an initial on connection payload.
{"api-key": "<YOUR_TOKEN_HERE>"}
Version

1

Queries

header_data

Response

Returns [FormDHeaderData!]!

Arguments
Name Description
offset - Int
filters - FilterFormDHeaderData

Example

Query
query header_data(
  $offset: Int,
  $filters: FilterFormDHeaderData
) {
  header_data(
    offset: $offset,
    filters: $filters
  ) {
    contact_email_address
    contact_name
    contact_phone_number
    entity_cik
    filing_accession_number
    over_100_issuers_flag
    over_100_related_persons_flag
    return_copy
    schema_version
    submission_type
    test_or_live
  }
}
Variables
{"offset": 123, "filters": FilterFormDHeaderData}
Response
{
  "data": {
    "header_data": [
      {
        "contact_email_address": "abc123",
        "contact_name": "abc123",
        "contact_phone_number": "xyz789",
        "entity_cik": 987,
        "filing_accession_number": 987,
        "over_100_issuers_flag": false,
        "over_100_related_persons_flag": false,
        "return_copy": false,
        "schema_version": "abc123",
        "submission_type": "abc123",
        "test_or_live": "xyz789"
      }
    ]
  }
}

header_data_count

Response

Returns an Int!

Arguments
Name Description
filters - FilterFormDHeaderData

Example

Query
query header_data_count($filters: FilterFormDHeaderData) {
  header_data_count(filters: $filters)
}
Variables
{"filters": FilterFormDHeaderData}
Response
{"data": {"header_data_count": 987}}

issuer

Response

Returns [FormDIssuer!]!

Arguments
Name Description
offset - Int
filters - FilterFormDIssuer

Example

Query
query issuer(
  $offset: Int,
  $filters: FilterFormDIssuer
) {
  issuer(
    offset: $offset,
    filters: $filters
  ) {
    ccc
    cik
    city
    edgar_previous_names
    entity_cik
    entity_name
    entity_type
    entity_type_other_description
    filing_accession_number
    issuer_previous_names
    jurisdiction_of_incorporation
    phone_number
    pos
    state_or_country
    state_or_country_description
    street_1
    street_2
    year_of_incorporation_is_over_5_years
    year_of_incorporation_is_within_last_5_years
    year_of_incorporation_within_last_5_years_specify_year
    year_of_incorporation_yet_to_be_formed
    zip_code
  }
}
Variables
{"offset": 987, "filters": FilterFormDIssuer}
Response
{
  "data": {
    "issuer": [
      {
        "ccc": "abc123",
        "cik": 987,
        "city": "abc123",
        "edgar_previous_names": ["abc123"],
        "entity_cik": 123,
        "entity_name": "xyz789",
        "entity_type": "abc123",
        "entity_type_other_description": "abc123",
        "filing_accession_number": 987,
        "issuer_previous_names": ["abc123"],
        "jurisdiction_of_incorporation": "abc123",
        "phone_number": "xyz789",
        "pos": 123,
        "state_or_country": "abc123",
        "state_or_country_description": "xyz789",
        "street_1": "abc123",
        "street_2": "xyz789",
        "year_of_incorporation_is_over_5_years": false,
        "year_of_incorporation_is_within_last_5_years": false,
        "year_of_incorporation_within_last_5_years_specify_year": "xyz789",
        "year_of_incorporation_yet_to_be_formed": true,
        "zip_code": "abc123"
      }
    ]
  }
}

issuer_count

Response

Returns an Int!

Arguments
Name Description
filters - FilterFormDIssuer

Example

Query
query issuer_count($filters: FilterFormDIssuer) {
  issuer_count(filters: $filters)
}
Variables
{"filters": FilterFormDIssuer}
Response
{"data": {"issuer_count": 123}}

offering_data

Response

Returns [FormDOfferingData!]!

Arguments
Name Description
offset - Int
filters - FilterFormDOfferingData

Example

Query
query offering_data(
  $offset: Int,
  $filters: FilterFormDOfferingData
) {
  offering_data(
    offset: $offset,
    filters: $filters
  ) {
    business_combination_transaction_clarification_of_response
    date_of_first_sale_in_this_offering
    entity_cik
    federal_exemptions_and_exclusions_claimed
    filing_accession_number
    finders_fees_dollar_amount
    finders_fees_is_estimate
    first_sale_yet_to_occur_in_this_offering
    gross_proceeds_used_to_pay_significant_persons_dollar_amount
    gross_proceeds_used_to_pay_significant_persons_is_estimate
    has_non_accredited_investors
    industry_group_investment_fund_is_40_act
    industry_group_investment_fund_type
    industry_group_type
    is_business_combination_transaction
    issuer_size_aggregate_net_asset_value_range
    issuer_size_revenue_range
    minimum_investment_accepted_from_any_outside_investor
    number_of_non_accredited_investors
    offering_sales_amount_clarification_of_response
    previous_accession_number
    sales_commissions_and_finders_fees_clarification_of_response
    sales_commissions_dollar_amount
    sales_commissions_is_estimate
    sales_compensation_over_100_recipients_flag
    signature_is_authorized_representative
    total_number_of_investors_already_invested
    total_offering_amount
    total_offering_amount_remaining
    total_offering_amount_sold
    type_of_filing_is_amendment
    type_of_securities_offered_description_of_other_type
    type_of_securities_offered_is_debt_type
    type_of_securities_offered_is_equity_type
    type_of_securities_offered_is_mineral_property_type
    type_of_securities_offered_is_option_to_acquire_type
    type_of_securities_offered_is_other_type
    type_of_securities_offered_is_pooled_investment_fund_type
    type_of_securities_offered_is_security_to_be_acquired_type
    type_of_securities_offered_is_tenant_in_common_type
  }
}
Variables
{"offset": 987, "filters": FilterFormDOfferingData}
Response
{
  "data": {
    "offering_data": [
      {
        "business_combination_transaction_clarification_of_response": "abc123",
        "date_of_first_sale_in_this_offering": NaiveDate,
        "entity_cik": 987,
        "federal_exemptions_and_exclusions_claimed": [
          "xyz789"
        ],
        "filing_accession_number": 123,
        "finders_fees_dollar_amount": 123.45,
        "finders_fees_is_estimate": false,
        "first_sale_yet_to_occur_in_this_offering": false,
        "gross_proceeds_used_to_pay_significant_persons_dollar_amount": 987.65,
        "gross_proceeds_used_to_pay_significant_persons_is_estimate": false,
        "has_non_accredited_investors": false,
        "industry_group_investment_fund_is_40_act": true,
        "industry_group_investment_fund_type": "xyz789",
        "industry_group_type": "xyz789",
        "is_business_combination_transaction": true,
        "issuer_size_aggregate_net_asset_value_range": "abc123",
        "issuer_size_revenue_range": "abc123",
        "minimum_investment_accepted_from_any_outside_investor": "xyz789",
        "number_of_non_accredited_investors": 123,
        "offering_sales_amount_clarification_of_response": "abc123",
        "previous_accession_number": "xyz789",
        "sales_commissions_and_finders_fees_clarification_of_response": "xyz789",
        "sales_commissions_dollar_amount": 123.45,
        "sales_commissions_is_estimate": false,
        "sales_compensation_over_100_recipients_flag": false,
        "signature_is_authorized_representative": false,
        "total_number_of_investors_already_invested": 123,
        "total_offering_amount": 987.65,
        "total_offering_amount_remaining": 987.65,
        "total_offering_amount_sold": 123.45,
        "type_of_filing_is_amendment": true,
        "type_of_securities_offered_description_of_other_type": "xyz789",
        "type_of_securities_offered_is_debt_type": true,
        "type_of_securities_offered_is_equity_type": true,
        "type_of_securities_offered_is_mineral_property_type": false,
        "type_of_securities_offered_is_option_to_acquire_type": false,
        "type_of_securities_offered_is_other_type": true,
        "type_of_securities_offered_is_pooled_investment_fund_type": false,
        "type_of_securities_offered_is_security_to_be_acquired_type": false,
        "type_of_securities_offered_is_tenant_in_common_type": false
      }
    ]
  }
}

offering_data_count

Response

Returns an Int!

Arguments
Name Description
filters - FilterFormDOfferingData

Example

Query
query offering_data_count($filters: FilterFormDOfferingData) {
  offering_data_count(filters: $filters)
}
Variables
{"filters": FilterFormDOfferingData}
Response
{"data": {"offering_data_count": 123}}

primary_issuer

Response

Returns [FormDPrimaryIssuer!]!

Arguments
Name Description
offset - Int
filters - FilterFormDPrimaryIssuer

Example

Query
query primary_issuer(
  $offset: Int,
  $filters: FilterFormDPrimaryIssuer
) {
  primary_issuer(
    offset: $offset,
    filters: $filters
  ) {
    ccc
    cik
    city
    edgar_previous_names
    entity_cik
    entity_name
    entity_type
    entity_type_other_description
    filing_accession_number
    issuer_previous_names
    jurisdiction_of_incorporation
    phone_number
    state_or_country
    state_or_country_description
    street_1
    street_2
    year_of_incorporation_is_over_5_years
    year_of_incorporation_is_within_last_5_years
    year_of_incorporation_within_last_5_years_specify_year
    year_of_incorporation_yet_to_be_formed
    zip_code
  }
}
Variables
{"offset": 123, "filters": FilterFormDPrimaryIssuer}
Response
{
  "data": {
    "primary_issuer": [
      {
        "ccc": "xyz789",
        "cik": 123,
        "city": "xyz789",
        "edgar_previous_names": ["xyz789"],
        "entity_cik": 123,
        "entity_name": "abc123",
        "entity_type": "xyz789",
        "entity_type_other_description": "abc123",
        "filing_accession_number": 123,
        "issuer_previous_names": ["xyz789"],
        "jurisdiction_of_incorporation": "abc123",
        "phone_number": "abc123",
        "state_or_country": "abc123",
        "state_or_country_description": "abc123",
        "street_1": "xyz789",
        "street_2": "abc123",
        "year_of_incorporation_is_over_5_years": true,
        "year_of_incorporation_is_within_last_5_years": true,
        "year_of_incorporation_within_last_5_years_specify_year": "abc123",
        "year_of_incorporation_yet_to_be_formed": false,
        "zip_code": "abc123"
      }
    ]
  }
}

primary_issuer_count

Response

Returns an Int!

Arguments
Name Description
filters - FilterFormDPrimaryIssuer

Example

Query
query primary_issuer_count($filters: FilterFormDPrimaryIssuer) {
  primary_issuer_count(filters: $filters)
}
Variables
{"filters": FilterFormDPrimaryIssuer}
Response
{"data": {"primary_issuer_count": 123}}

sales_compensation_recipient

Arguments
Name Description
offset - Int
filters - FilterFormDSalesCompensationRecipient

Example

Query
query sales_compensation_recipient(
  $offset: Int,
  $filters: FilterFormDSalesCompensationRecipient
) {
  sales_compensation_recipient(
    offset: $offset,
    filters: $filters
  ) {
    associated_broker_or_dealer_crd_number
    associated_broker_or_dealer_name
    city
    crd_number
    entity_cik
    filing_accession_number
    foreign_solicitation
    name
    pos
    state_or_country
    state_or_country_description
    states_of_solicitation_descriptions
    states_of_solicitation_states
    states_of_solicitation_values
    street_1
    street_2
    zip_code
  }
}
Variables
{
  "offset": 123,
  "filters": FilterFormDSalesCompensationRecipient
}
Response
{
  "data": {
    "sales_compensation_recipient": [
      {
        "associated_broker_or_dealer_crd_number": "abc123",
        "associated_broker_or_dealer_name": "abc123",
        "city": "xyz789",
        "crd_number": "xyz789",
        "entity_cik": 123,
        "filing_accession_number": 123,
        "foreign_solicitation": false,
        "name": "abc123",
        "pos": 123,
        "state_or_country": "xyz789",
        "state_or_country_description": "abc123",
        "states_of_solicitation_descriptions": [
          "xyz789"
        ],
        "states_of_solicitation_states": [
          "xyz789"
        ],
        "states_of_solicitation_values": [
          "xyz789"
        ],
        "street_1": "abc123",
        "street_2": "abc123",
        "zip_code": "abc123"
      }
    ]
  }
}

sales_compensation_recipient_count

Response

Returns an Int!

Arguments
Name Description
filters - FilterFormDSalesCompensationRecipient

Example

Query
query sales_compensation_recipient_count($filters: FilterFormDSalesCompensationRecipient) {
  sales_compensation_recipient_count(filters: $filters)
}
Variables
{"filters": FilterFormDSalesCompensationRecipient}
Response
{"data": {"sales_compensation_recipient_count": 123}}

signature

Response

Returns [FormDSignature!]!

Arguments
Name Description
offset - Int
filters - FilterFormDSignature

Example

Query
query signature(
  $offset: Int,
  $filters: FilterFormDSignature
) {
  signature(
    offset: $offset,
    filters: $filters
  ) {
    entity_cik
    filing_accession_number
    issuer_name
    name_of_signer
    pos
    signature_date
    signature_name
    signature_title
  }
}
Variables
{"offset": 123, "filters": FilterFormDSignature}
Response
{
  "data": {
    "signature": [
      {
        "entity_cik": 987,
        "filing_accession_number": 987,
        "issuer_name": "xyz789",
        "name_of_signer": "xyz789",
        "pos": 987,
        "signature_date": NaiveDate,
        "signature_name": "xyz789",
        "signature_title": "abc123"
      }
    ]
  }
}

signature_count

Response

Returns an Int!

Arguments
Name Description
filters - FilterFormDSignature

Example

Query
query signature_count($filters: FilterFormDSignature) {
  signature_count(filters: $filters)
}
Variables
{"filters": FilterFormDSignature}
Response
{"data": {"signature_count": 987}}

Subscriptions

header_data

Response

Returns a FormDHeaderData!

Arguments
Name Description
filters - FilterFormDHeaderData

Example

Query
subscription header_data($filters: FilterFormDHeaderData) {
  header_data(filters: $filters) {
    contact_email_address
    contact_name
    contact_phone_number
    entity_cik
    filing_accession_number
    over_100_issuers_flag
    over_100_related_persons_flag
    return_copy
    schema_version
    submission_type
    test_or_live
  }
}
Variables
{"filters": FilterFormDHeaderData}
Response
{
  "data": {
    "header_data": {
      "contact_email_address": "xyz789",
      "contact_name": "abc123",
      "contact_phone_number": "xyz789",
      "entity_cik": 123,
      "filing_accession_number": 123,
      "over_100_issuers_flag": false,
      "over_100_related_persons_flag": true,
      "return_copy": true,
      "schema_version": "xyz789",
      "submission_type": "abc123",
      "test_or_live": "xyz789"
    }
  }
}

issuer

Response

Returns a FormDIssuer!

Arguments
Name Description
filters - FilterFormDIssuer

Example

Query
subscription issuer($filters: FilterFormDIssuer) {
  issuer(filters: $filters) {
    ccc
    cik
    city
    edgar_previous_names
    entity_cik
    entity_name
    entity_type
    entity_type_other_description
    filing_accession_number
    issuer_previous_names
    jurisdiction_of_incorporation
    phone_number
    pos
    state_or_country
    state_or_country_description
    street_1
    street_2
    year_of_incorporation_is_over_5_years
    year_of_incorporation_is_within_last_5_years
    year_of_incorporation_within_last_5_years_specify_year
    year_of_incorporation_yet_to_be_formed
    zip_code
  }
}
Variables
{"filters": FilterFormDIssuer}
Response
{
  "data": {
    "issuer": {
      "ccc": "abc123",
      "cik": 987,
      "city": "abc123",
      "edgar_previous_names": ["xyz789"],
      "entity_cik": 987,
      "entity_name": "abc123",
      "entity_type": "xyz789",
      "entity_type_other_description": "xyz789",
      "filing_accession_number": 987,
      "issuer_previous_names": ["abc123"],
      "jurisdiction_of_incorporation": "xyz789",
      "phone_number": "xyz789",
      "pos": 987,
      "state_or_country": "abc123",
      "state_or_country_description": "xyz789",
      "street_1": "xyz789",
      "street_2": "abc123",
      "year_of_incorporation_is_over_5_years": false,
      "year_of_incorporation_is_within_last_5_years": true,
      "year_of_incorporation_within_last_5_years_specify_year": "abc123",
      "year_of_incorporation_yet_to_be_formed": true,
      "zip_code": "xyz789"
    }
  }
}

offering_data

Response

Returns a FormDOfferingData!

Arguments
Name Description
filters - FilterFormDOfferingData

Example

Query
subscription offering_data($filters: FilterFormDOfferingData) {
  offering_data(filters: $filters) {
    business_combination_transaction_clarification_of_response
    date_of_first_sale_in_this_offering
    entity_cik
    federal_exemptions_and_exclusions_claimed
    filing_accession_number
    finders_fees_dollar_amount
    finders_fees_is_estimate
    first_sale_yet_to_occur_in_this_offering
    gross_proceeds_used_to_pay_significant_persons_dollar_amount
    gross_proceeds_used_to_pay_significant_persons_is_estimate
    has_non_accredited_investors
    industry_group_investment_fund_is_40_act
    industry_group_investment_fund_type
    industry_group_type
    is_business_combination_transaction
    issuer_size_aggregate_net_asset_value_range
    issuer_size_revenue_range
    minimum_investment_accepted_from_any_outside_investor
    number_of_non_accredited_investors
    offering_sales_amount_clarification_of_response
    previous_accession_number
    sales_commissions_and_finders_fees_clarification_of_response
    sales_commissions_dollar_amount
    sales_commissions_is_estimate
    sales_compensation_over_100_recipients_flag
    signature_is_authorized_representative
    total_number_of_investors_already_invested
    total_offering_amount
    total_offering_amount_remaining
    total_offering_amount_sold
    type_of_filing_is_amendment
    type_of_securities_offered_description_of_other_type
    type_of_securities_offered_is_debt_type
    type_of_securities_offered_is_equity_type
    type_of_securities_offered_is_mineral_property_type
    type_of_securities_offered_is_option_to_acquire_type
    type_of_securities_offered_is_other_type
    type_of_securities_offered_is_pooled_investment_fund_type
    type_of_securities_offered_is_security_to_be_acquired_type
    type_of_securities_offered_is_tenant_in_common_type
  }
}
Variables
{"filters": FilterFormDOfferingData}
Response
{
  "data": {
    "offering_data": {
      "business_combination_transaction_clarification_of_response": "abc123",
      "date_of_first_sale_in_this_offering": NaiveDate,
      "entity_cik": 987,
      "federal_exemptions_and_exclusions_claimed": [
        "xyz789"
      ],
      "filing_accession_number": 987,
      "finders_fees_dollar_amount": 123.45,
      "finders_fees_is_estimate": true,
      "first_sale_yet_to_occur_in_this_offering": false,
      "gross_proceeds_used_to_pay_significant_persons_dollar_amount": 123.45,
      "gross_proceeds_used_to_pay_significant_persons_is_estimate": true,
      "has_non_accredited_investors": true,
      "industry_group_investment_fund_is_40_act": true,
      "industry_group_investment_fund_type": "xyz789",
      "industry_group_type": "xyz789",
      "is_business_combination_transaction": false,
      "issuer_size_aggregate_net_asset_value_range": "abc123",
      "issuer_size_revenue_range": "abc123",
      "minimum_investment_accepted_from_any_outside_investor": "abc123",
      "number_of_non_accredited_investors": 123,
      "offering_sales_amount_clarification_of_response": "xyz789",
      "previous_accession_number": "xyz789",
      "sales_commissions_and_finders_fees_clarification_of_response": "abc123",
      "sales_commissions_dollar_amount": 123.45,
      "sales_commissions_is_estimate": true,
      "sales_compensation_over_100_recipients_flag": true,
      "signature_is_authorized_representative": true,
      "total_number_of_investors_already_invested": 123,
      "total_offering_amount": 123.45,
      "total_offering_amount_remaining": 987.65,
      "total_offering_amount_sold": 987.65,
      "type_of_filing_is_amendment": false,
      "type_of_securities_offered_description_of_other_type": "xyz789",
      "type_of_securities_offered_is_debt_type": true,
      "type_of_securities_offered_is_equity_type": false,
      "type_of_securities_offered_is_mineral_property_type": false,
      "type_of_securities_offered_is_option_to_acquire_type": false,
      "type_of_securities_offered_is_other_type": false,
      "type_of_securities_offered_is_pooled_investment_fund_type": false,
      "type_of_securities_offered_is_security_to_be_acquired_type": true,
      "type_of_securities_offered_is_tenant_in_common_type": true
    }
  }
}

primary_issuer

Response

Returns a FormDPrimaryIssuer!

Arguments
Name Description
filters - FilterFormDPrimaryIssuer

Example

Query
subscription primary_issuer($filters: FilterFormDPrimaryIssuer) {
  primary_issuer(filters: $filters) {
    ccc
    cik
    city
    edgar_previous_names
    entity_cik
    entity_name
    entity_type
    entity_type_other_description
    filing_accession_number
    issuer_previous_names
    jurisdiction_of_incorporation
    phone_number
    state_or_country
    state_or_country_description
    street_1
    street_2
    year_of_incorporation_is_over_5_years
    year_of_incorporation_is_within_last_5_years
    year_of_incorporation_within_last_5_years_specify_year
    year_of_incorporation_yet_to_be_formed
    zip_code
  }
}
Variables
{"filters": FilterFormDPrimaryIssuer}
Response
{
  "data": {
    "primary_issuer": {
      "ccc": "abc123",
      "cik": 987,
      "city": "xyz789",
      "edgar_previous_names": ["abc123"],
      "entity_cik": 123,
      "entity_name": "abc123",
      "entity_type": "abc123",
      "entity_type_other_description": "xyz789",
      "filing_accession_number": 123,
      "issuer_previous_names": ["xyz789"],
      "jurisdiction_of_incorporation": "xyz789",
      "phone_number": "abc123",
      "state_or_country": "xyz789",
      "state_or_country_description": "abc123",
      "street_1": "abc123",
      "street_2": "abc123",
      "year_of_incorporation_is_over_5_years": false,
      "year_of_incorporation_is_within_last_5_years": false,
      "year_of_incorporation_within_last_5_years_specify_year": "abc123",
      "year_of_incorporation_yet_to_be_formed": true,
      "zip_code": "abc123"
    }
  }
}

sales_compensation_recipient

Arguments
Name Description
filters - FilterFormDSalesCompensationRecipient

Example

Query
subscription sales_compensation_recipient($filters: FilterFormDSalesCompensationRecipient) {
  sales_compensation_recipient(filters: $filters) {
    associated_broker_or_dealer_crd_number
    associated_broker_or_dealer_name
    city
    crd_number
    entity_cik
    filing_accession_number
    foreign_solicitation
    name
    pos
    state_or_country
    state_or_country_description
    states_of_solicitation_descriptions
    states_of_solicitation_states
    states_of_solicitation_values
    street_1
    street_2
    zip_code
  }
}
Variables
{"filters": FilterFormDSalesCompensationRecipient}
Response
{
  "data": {
    "sales_compensation_recipient": {
      "associated_broker_or_dealer_crd_number": "xyz789",
      "associated_broker_or_dealer_name": "xyz789",
      "city": "abc123",
      "crd_number": "xyz789",
      "entity_cik": 987,
      "filing_accession_number": 987,
      "foreign_solicitation": true,
      "name": "abc123",
      "pos": 987,
      "state_or_country": "abc123",
      "state_or_country_description": "abc123",
      "states_of_solicitation_descriptions": [
        "abc123"
      ],
      "states_of_solicitation_states": [
        "xyz789"
      ],
      "states_of_solicitation_values": [
        "abc123"
      ],
      "street_1": "abc123",
      "street_2": "abc123",
      "zip_code": "abc123"
    }
  }
}

signature

Response

Returns a FormDSignature!

Arguments
Name Description
filters - FilterFormDSignature

Example

Query
subscription signature($filters: FilterFormDSignature) {
  signature(filters: $filters) {
    entity_cik
    filing_accession_number
    issuer_name
    name_of_signer
    pos
    signature_date
    signature_name
    signature_title
  }
}
Variables
{"filters": FilterFormDSignature}
Response
{
  "data": {
    "signature": {
      "entity_cik": 987,
      "filing_accession_number": 987,
      "issuer_name": "abc123",
      "name_of_signer": "abc123",
      "pos": 987,
      "signature_date": NaiveDate,
      "signature_name": "abc123",
      "signature_title": "xyz789"
    }
  }
}

Types

Boolean

Description

The Boolean scalar type represents true or false.

Example
true

F64HighEnd

Fields
Input Field Description
le - Float
lt - Float
Example
{"le": 987.65, "lt": 123.45}

F64LowEnd

Fields
Input Field Description
ge - Float
gt - Float
Example
{"ge": 987.65, "gt": 123.45}

F64Range

Fields
Input Field Description
lowEnd - F64LowEnd
highEnd - F64HighEnd
Example
{
  "lowEnd": F64LowEnd,
  "highEnd": F64HighEnd
}

FilterFormDHeaderData

Fields
Input Field Description
contact_email_address - String
contact_name - String
contact_phone_number - String
entity_cik - FilterableI64
filing_accession_number - FilterableI64
over_100_issuers_flag - Boolean
over_100_related_persons_flag - Boolean
return_copy - Boolean
schema_version - String
submission_type - String
test_or_live - String
Example
{
  "contact_email_address": "abc123",
  "contact_name": "abc123",
  "contact_phone_number": "xyz789",
  "entity_cik": FilterableI64,
  "filing_accession_number": FilterableI64,
  "over_100_issuers_flag": false,
  "over_100_related_persons_flag": true,
  "return_copy": false,
  "schema_version": "abc123",
  "submission_type": "abc123",
  "test_or_live": "abc123"
}

FilterFormDIssuer

Fields
Input Field Description
ccc - String
cik - FilterableI64
city - String
edgar_previous_names - [String!]
entity_cik - FilterableI64
entity_name - String
entity_type - String
entity_type_other_description - String
filing_accession_number - FilterableI64
issuer_previous_names - [String!]
jurisdiction_of_incorporation - String
phone_number - String
pos - FilterableI32
state_or_country - String
state_or_country_description - String
street_1 - String
street_2 - String
year_of_incorporation_is_over_5_years - Boolean
year_of_incorporation_is_within_last_5_years - Boolean
year_of_incorporation_within_last_5_years_specify_year - String
year_of_incorporation_yet_to_be_formed - Boolean
zip_code - String
Example
{
  "ccc": "xyz789",
  "cik": FilterableI64,
  "city": "xyz789",
  "edgar_previous_names": ["xyz789"],
  "entity_cik": FilterableI64,
  "entity_name": "abc123",
  "entity_type": "xyz789",
  "entity_type_other_description": "abc123",
  "filing_accession_number": FilterableI64,
  "issuer_previous_names": ["abc123"],
  "jurisdiction_of_incorporation": "xyz789",
  "phone_number": "xyz789",
  "pos": FilterableI32,
  "state_or_country": "abc123",
  "state_or_country_description": "xyz789",
  "street_1": "xyz789",
  "street_2": "abc123",
  "year_of_incorporation_is_over_5_years": false,
  "year_of_incorporation_is_within_last_5_years": true,
  "year_of_incorporation_within_last_5_years_specify_year": "abc123",
  "year_of_incorporation_yet_to_be_formed": true,
  "zip_code": "abc123"
}

FilterFormDOfferingData

Fields
Input Field Description
business_combination_transaction_clarification_of_response - String
date_of_first_sale_in_this_offering - FilterableNaiveDate
entity_cik - FilterableI64
federal_exemptions_and_exclusions_claimed - [String!]
filing_accession_number - FilterableI64
finders_fees_dollar_amount - FilterableF64
finders_fees_is_estimate - Boolean
first_sale_yet_to_occur_in_this_offering - Boolean
gross_proceeds_used_to_pay_significant_persons_dollar_amount - FilterableF64
gross_proceeds_used_to_pay_significant_persons_is_estimate - Boolean
has_non_accredited_investors - Boolean
industry_group_investment_fund_is_40_act - Boolean
industry_group_investment_fund_type - String
industry_group_type - String
is_business_combination_transaction - Boolean
issuer_size_aggregate_net_asset_value_range - String
issuer_size_revenue_range - String
minimum_investment_accepted_from_any_outside_investor - String
number_of_non_accredited_investors - FilterableI64
offering_sales_amount_clarification_of_response - String
previous_accession_number - String
sales_commissions_and_finders_fees_clarification_of_response - String
sales_commissions_dollar_amount - FilterableF64
sales_commissions_is_estimate - Boolean
sales_compensation_over_100_recipients_flag - Boolean
signature_is_authorized_representative - Boolean
total_number_of_investors_already_invested - FilterableI64
total_offering_amount - FilterableF64
total_offering_amount_remaining - FilterableF64
total_offering_amount_sold - FilterableF64
type_of_filing_is_amendment - Boolean
type_of_securities_offered_description_of_other_type - String
type_of_securities_offered_is_debt_type - Boolean
type_of_securities_offered_is_equity_type - Boolean
type_of_securities_offered_is_mineral_property_type - Boolean
type_of_securities_offered_is_option_to_acquire_type - Boolean
type_of_securities_offered_is_other_type - Boolean
type_of_securities_offered_is_pooled_investment_fund_type - Boolean
type_of_securities_offered_is_security_to_be_acquired_type - Boolean
type_of_securities_offered_is_tenant_in_common_type - Boolean
Example
{
  "business_combination_transaction_clarification_of_response": "abc123",
  "date_of_first_sale_in_this_offering": FilterableNaiveDate,
  "entity_cik": FilterableI64,
  "federal_exemptions_and_exclusions_claimed": [
    "xyz789"
  ],
  "filing_accession_number": FilterableI64,
  "finders_fees_dollar_amount": FilterableF64,
  "finders_fees_is_estimate": false,
  "first_sale_yet_to_occur_in_this_offering": false,
  "gross_proceeds_used_to_pay_significant_persons_dollar_amount": FilterableF64,
  "gross_proceeds_used_to_pay_significant_persons_is_estimate": true,
  "has_non_accredited_investors": false,
  "industry_group_investment_fund_is_40_act": true,
  "industry_group_investment_fund_type": "xyz789",
  "industry_group_type": "xyz789",
  "is_business_combination_transaction": false,
  "issuer_size_aggregate_net_asset_value_range": "abc123",
  "issuer_size_revenue_range": "xyz789",
  "minimum_investment_accepted_from_any_outside_investor": "abc123",
  "number_of_non_accredited_investors": FilterableI64,
  "offering_sales_amount_clarification_of_response": "abc123",
  "previous_accession_number": "abc123",
  "sales_commissions_and_finders_fees_clarification_of_response": "abc123",
  "sales_commissions_dollar_amount": FilterableF64,
  "sales_commissions_is_estimate": true,
  "sales_compensation_over_100_recipients_flag": false,
  "signature_is_authorized_representative": false,
  "total_number_of_investors_already_invested": FilterableI64,
  "total_offering_amount": FilterableF64,
  "total_offering_amount_remaining": FilterableF64,
  "total_offering_amount_sold": FilterableF64,
  "type_of_filing_is_amendment": true,
  "type_of_securities_offered_description_of_other_type": "xyz789",
  "type_of_securities_offered_is_debt_type": false,
  "type_of_securities_offered_is_equity_type": true,
  "type_of_securities_offered_is_mineral_property_type": false,
  "type_of_securities_offered_is_option_to_acquire_type": false,
  "type_of_securities_offered_is_other_type": false,
  "type_of_securities_offered_is_pooled_investment_fund_type": false,
  "type_of_securities_offered_is_security_to_be_acquired_type": false,
  "type_of_securities_offered_is_tenant_in_common_type": false
}

FilterFormDPrimaryIssuer

Fields
Input Field Description
ccc - String
cik - FilterableI64
city - String
edgar_previous_names - [String!]
entity_cik - FilterableI64
entity_name - String
entity_type - String
entity_type_other_description - String
filing_accession_number - FilterableI64
issuer_previous_names - [String!]
jurisdiction_of_incorporation - String
phone_number - String
state_or_country - String
state_or_country_description - String
street_1 - String
street_2 - String
year_of_incorporation_is_over_5_years - Boolean
year_of_incorporation_is_within_last_5_years - Boolean
year_of_incorporation_within_last_5_years_specify_year - String
year_of_incorporation_yet_to_be_formed - Boolean
zip_code - String
Example
{
  "ccc": "xyz789",
  "cik": FilterableI64,
  "city": "abc123",
  "edgar_previous_names": ["xyz789"],
  "entity_cik": FilterableI64,
  "entity_name": "abc123",
  "entity_type": "abc123",
  "entity_type_other_description": "xyz789",
  "filing_accession_number": FilterableI64,
  "issuer_previous_names": ["abc123"],
  "jurisdiction_of_incorporation": "xyz789",
  "phone_number": "xyz789",
  "state_or_country": "abc123",
  "state_or_country_description": "abc123",
  "street_1": "abc123",
  "street_2": "xyz789",
  "year_of_incorporation_is_over_5_years": false,
  "year_of_incorporation_is_within_last_5_years": true,
  "year_of_incorporation_within_last_5_years_specify_year": "abc123",
  "year_of_incorporation_yet_to_be_formed": false,
  "zip_code": "abc123"
}

FilterFormDRelatedPersonInfo

Fields
Input Field Description
city - String
entity_cik - FilterableI64
filing_accession_number - FilterableI64
first_name - String
last_name - String
middle_name - String
pos - FilterableI32
relationship_clarification - String
relationships - [String!]
state_or_country - String
state_or_country_description - String
street_1 - String
street_2 - String
zip_code - String
Example
{
  "city": "xyz789",
  "entity_cik": FilterableI64,
  "filing_accession_number": FilterableI64,
  "first_name": "abc123",
  "last_name": "xyz789",
  "middle_name": "abc123",
  "pos": FilterableI32,
  "relationship_clarification": "xyz789",
  "relationships": ["abc123"],
  "state_or_country": "xyz789",
  "state_or_country_description": "abc123",
  "street_1": "abc123",
  "street_2": "xyz789",
  "zip_code": "abc123"
}

FilterFormDSalesCompensationRecipient

Fields
Input Field Description
associated_broker_or_dealer_crd_number - String
associated_broker_or_dealer_name - String
city - String
crd_number - String
entity_cik - FilterableI64
filing_accession_number - FilterableI64
foreign_solicitation - Boolean
name - String
pos - FilterableI32
state_or_country - String
state_or_country_description - String
states_of_solicitation_descriptions - [String!]
states_of_solicitation_states - [String!]
states_of_solicitation_values - [String!]
street_1 - String
street_2 - String
zip_code - String
Example
{
  "associated_broker_or_dealer_crd_number": "xyz789",
  "associated_broker_or_dealer_name": "abc123",
  "city": "xyz789",
  "crd_number": "abc123",
  "entity_cik": FilterableI64,
  "filing_accession_number": FilterableI64,
  "foreign_solicitation": false,
  "name": "xyz789",
  "pos": FilterableI32,
  "state_or_country": "abc123",
  "state_or_country_description": "xyz789",
  "states_of_solicitation_descriptions": [
    "xyz789"
  ],
  "states_of_solicitation_states": [
    "xyz789"
  ],
  "states_of_solicitation_values": [
    "xyz789"
  ],
  "street_1": "xyz789",
  "street_2": "xyz789",
  "zip_code": "xyz789"
}

FilterFormDSignature

Fields
Input Field Description
entity_cik - FilterableI64
filing_accession_number - FilterableI64
issuer_name - String
name_of_signer - String
pos - FilterableI32
signature_date - FilterableNaiveDate
signature_name - String
signature_title - String
Example
{
  "entity_cik": FilterableI64,
  "filing_accession_number": FilterableI64,
  "issuer_name": "xyz789",
  "name_of_signer": "xyz789",
  "pos": FilterableI32,
  "signature_date": FilterableNaiveDate,
  "signature_name": "xyz789",
  "signature_title": "abc123"
}

FilterableF64

Fields
Input Field Description
equal - Float
range - F64Range
Example
{"equal": 987.65, "range": F64Range}

FilterableI32

Fields
Input Field Description
equal - Int
range - I32Range
Example
{"equal": 987, "range": I32Range}

FilterableI64

Fields
Input Field Description
equal - Int
range - I64Range
Example
{"equal": 123, "range": I64Range}

FilterableNaiveDate

Fields
Input Field Description
equal - NaiveDate
range - NaiveDateRange
Example
{
  "equal": NaiveDate,
  "range": NaiveDateRange
}

Float

Description

The Float scalar type represents signed double-precision fractional values as specified by IEEE 754.

Example
123.45

FormDHeaderData

Fields
Field Name Description
contact_email_address - String
contact_name - String
contact_phone_number - String
entity_cik - Int
filing_accession_number - Int
over_100_issuers_flag - Boolean
over_100_related_persons_flag - Boolean
return_copy - Boolean
schema_version - String
submission_type - String
test_or_live - String
Example
{
  "contact_email_address": "abc123",
  "contact_name": "abc123",
  "contact_phone_number": "xyz789",
  "entity_cik": 987,
  "filing_accession_number": 123,
  "over_100_issuers_flag": false,
  "over_100_related_persons_flag": true,
  "return_copy": false,
  "schema_version": "xyz789",
  "submission_type": "abc123",
  "test_or_live": "xyz789"
}

FormDIssuer

Fields
Field Name Description
ccc - String
cik - Int
city - String
edgar_previous_names - [String!]
entity_cik - Int
entity_name - String
entity_type - String
entity_type_other_description - String
filing_accession_number - Int
issuer_previous_names - [String!]
jurisdiction_of_incorporation - String
phone_number - String
pos - Int
state_or_country - String
state_or_country_description - String
street_1 - String
street_2 - String
year_of_incorporation_is_over_5_years - Boolean
year_of_incorporation_is_within_last_5_years - Boolean
year_of_incorporation_within_last_5_years_specify_year - String
year_of_incorporation_yet_to_be_formed - Boolean
zip_code - String
Example
{
  "ccc": "abc123",
  "cik": 123,
  "city": "abc123",
  "edgar_previous_names": ["xyz789"],
  "entity_cik": 987,
  "entity_name": "abc123",
  "entity_type": "xyz789",
  "entity_type_other_description": "abc123",
  "filing_accession_number": 123,
  "issuer_previous_names": ["xyz789"],
  "jurisdiction_of_incorporation": "xyz789",
  "phone_number": "abc123",
  "pos": 987,
  "state_or_country": "xyz789",
  "state_or_country_description": "xyz789",
  "street_1": "xyz789",
  "street_2": "xyz789",
  "year_of_incorporation_is_over_5_years": false,
  "year_of_incorporation_is_within_last_5_years": false,
  "year_of_incorporation_within_last_5_years_specify_year": "abc123",
  "year_of_incorporation_yet_to_be_formed": true,
  "zip_code": "xyz789"
}

FormDOfferingData

Fields
Field Name Description
business_combination_transaction_clarification_of_response - String
date_of_first_sale_in_this_offering - NaiveDate
entity_cik - Int
federal_exemptions_and_exclusions_claimed - [String!]
filing_accession_number - Int
finders_fees_dollar_amount - Float
finders_fees_is_estimate - Boolean
first_sale_yet_to_occur_in_this_offering - Boolean
gross_proceeds_used_to_pay_significant_persons_dollar_amount - Float
gross_proceeds_used_to_pay_significant_persons_is_estimate - Boolean
has_non_accredited_investors - Boolean
industry_group_investment_fund_is_40_act - Boolean
industry_group_investment_fund_type - String
industry_group_type - String
is_business_combination_transaction - Boolean
issuer_size_aggregate_net_asset_value_range - String
issuer_size_revenue_range - String
minimum_investment_accepted_from_any_outside_investor - String
number_of_non_accredited_investors - Int
offering_sales_amount_clarification_of_response - String
previous_accession_number - String
sales_commissions_and_finders_fees_clarification_of_response - String
sales_commissions_dollar_amount - Float
sales_commissions_is_estimate - Boolean
sales_compensation_over_100_recipients_flag - Boolean
signature_is_authorized_representative - Boolean
total_number_of_investors_already_invested - Int
total_offering_amount - Float
total_offering_amount_remaining - Float
total_offering_amount_sold - Float
type_of_filing_is_amendment - Boolean
type_of_securities_offered_description_of_other_type - String
type_of_securities_offered_is_debt_type - Boolean
type_of_securities_offered_is_equity_type - Boolean
type_of_securities_offered_is_mineral_property_type - Boolean
type_of_securities_offered_is_option_to_acquire_type - Boolean
type_of_securities_offered_is_other_type - Boolean
type_of_securities_offered_is_pooled_investment_fund_type - Boolean
type_of_securities_offered_is_security_to_be_acquired_type - Boolean
type_of_securities_offered_is_tenant_in_common_type - Boolean
Example
{
  "business_combination_transaction_clarification_of_response": "abc123",
  "date_of_first_sale_in_this_offering": NaiveDate,
  "entity_cik": 123,
  "federal_exemptions_and_exclusions_claimed": [
    "xyz789"
  ],
  "filing_accession_number": 123,
  "finders_fees_dollar_amount": 987.65,
  "finders_fees_is_estimate": true,
  "first_sale_yet_to_occur_in_this_offering": false,
  "gross_proceeds_used_to_pay_significant_persons_dollar_amount": 123.45,
  "gross_proceeds_used_to_pay_significant_persons_is_estimate": true,
  "has_non_accredited_investors": true,
  "industry_group_investment_fund_is_40_act": false,
  "industry_group_investment_fund_type": "xyz789",
  "industry_group_type": "xyz789",
  "is_business_combination_transaction": false,
  "issuer_size_aggregate_net_asset_value_range": "xyz789",
  "issuer_size_revenue_range": "xyz789",
  "minimum_investment_accepted_from_any_outside_investor": "abc123",
  "number_of_non_accredited_investors": 123,
  "offering_sales_amount_clarification_of_response": "xyz789",
  "previous_accession_number": "xyz789",
  "sales_commissions_and_finders_fees_clarification_of_response": "abc123",
  "sales_commissions_dollar_amount": 987.65,
  "sales_commissions_is_estimate": true,
  "sales_compensation_over_100_recipients_flag": false,
  "signature_is_authorized_representative": false,
  "total_number_of_investors_already_invested": 123,
  "total_offering_amount": 987.65,
  "total_offering_amount_remaining": 123.45,
  "total_offering_amount_sold": 987.65,
  "type_of_filing_is_amendment": false,
  "type_of_securities_offered_description_of_other_type": "xyz789",
  "type_of_securities_offered_is_debt_type": true,
  "type_of_securities_offered_is_equity_type": false,
  "type_of_securities_offered_is_mineral_property_type": true,
  "type_of_securities_offered_is_option_to_acquire_type": false,
  "type_of_securities_offered_is_other_type": false,
  "type_of_securities_offered_is_pooled_investment_fund_type": true,
  "type_of_securities_offered_is_security_to_be_acquired_type": false,
  "type_of_securities_offered_is_tenant_in_common_type": true
}

FormDPrimaryIssuer

Fields
Field Name Description
ccc - String
cik - Int
city - String
edgar_previous_names - [String!]
entity_cik - Int
entity_name - String
entity_type - String
entity_type_other_description - String
filing_accession_number - Int
issuer_previous_names - [String!]
jurisdiction_of_incorporation - String
phone_number - String
state_or_country - String
state_or_country_description - String
street_1 - String
street_2 - String
year_of_incorporation_is_over_5_years - Boolean
year_of_incorporation_is_within_last_5_years - Boolean
year_of_incorporation_within_last_5_years_specify_year - String
year_of_incorporation_yet_to_be_formed - Boolean
zip_code - String
Example
{
  "ccc": "xyz789",
  "cik": 987,
  "city": "abc123",
  "edgar_previous_names": ["xyz789"],
  "entity_cik": 987,
  "entity_name": "xyz789",
  "entity_type": "xyz789",
  "entity_type_other_description": "xyz789",
  "filing_accession_number": 123,
  "issuer_previous_names": ["xyz789"],
  "jurisdiction_of_incorporation": "abc123",
  "phone_number": "abc123",
  "state_or_country": "xyz789",
  "state_or_country_description": "abc123",
  "street_1": "xyz789",
  "street_2": "xyz789",
  "year_of_incorporation_is_over_5_years": false,
  "year_of_incorporation_is_within_last_5_years": false,
  "year_of_incorporation_within_last_5_years_specify_year": "abc123",
  "year_of_incorporation_yet_to_be_formed": true,
  "zip_code": "abc123"
}

FormDRelatedPersonInfo

Fields
Field Name Description
city - String
entity_cik - Int
filing_accession_number - Int
first_name - String
last_name - String
middle_name - String
pos - Int
relationship_clarification - String
relationships - [String!]
state_or_country - String
state_or_country_description - String
street_1 - String
street_2 - String
zip_code - String
Example
{
  "city": "abc123",
  "entity_cik": 123,
  "filing_accession_number": 987,
  "first_name": "abc123",
  "last_name": "abc123",
  "middle_name": "xyz789",
  "pos": 987,
  "relationship_clarification": "xyz789",
  "relationships": ["abc123"],
  "state_or_country": "abc123",
  "state_or_country_description": "abc123",
  "street_1": "abc123",
  "street_2": "abc123",
  "zip_code": "abc123"
}

FormDSalesCompensationRecipient

Fields
Field Name Description
associated_broker_or_dealer_crd_number - String
associated_broker_or_dealer_name - String
city - String
crd_number - String
entity_cik - Int
filing_accession_number - Int
foreign_solicitation - Boolean
name - String
pos - Int
state_or_country - String
state_or_country_description - String
states_of_solicitation_descriptions - [String!]
states_of_solicitation_states - [String!]
states_of_solicitation_values - [String!]
street_1 - String
street_2 - String
zip_code - String
Example
{
  "associated_broker_or_dealer_crd_number": "abc123",
  "associated_broker_or_dealer_name": "xyz789",
  "city": "abc123",
  "crd_number": "xyz789",
  "entity_cik": 123,
  "filing_accession_number": 123,
  "foreign_solicitation": false,
  "name": "xyz789",
  "pos": 987,
  "state_or_country": "xyz789",
  "state_or_country_description": "xyz789",
  "states_of_solicitation_descriptions": [
    "abc123"
  ],
  "states_of_solicitation_states": [
    "xyz789"
  ],
  "states_of_solicitation_values": [
    "xyz789"
  ],
  "street_1": "abc123",
  "street_2": "xyz789",
  "zip_code": "xyz789"
}

FormDSignature

Fields
Field Name Description
entity_cik - Int
filing_accession_number - Int
issuer_name - String
name_of_signer - String
pos - Int
signature_date - NaiveDate
signature_name - String
signature_title - String
Example
{
  "entity_cik": 123,
  "filing_accession_number": 123,
  "issuer_name": "xyz789",
  "name_of_signer": "xyz789",
  "pos": 123,
  "signature_date": NaiveDate,
  "signature_name": "xyz789",
  "signature_title": "abc123"
}

I32HighEnd

Fields
Input Field Description
le - Int
lt - Int
Example
{"le": 987, "lt": 987}

I32LowEnd

Fields
Input Field Description
ge - Int
gt - Int
Example
{"ge": 987, "gt": 987}

I32Range

Fields
Input Field Description
lowEnd - I32LowEnd
highEnd - I32HighEnd
Example
{
  "lowEnd": I32LowEnd,
  "highEnd": I32HighEnd
}

I64HighEnd

Fields
Input Field Description
le - Int
lt - Int
Example
{"le": 987, "lt": 987}

I64LowEnd

Fields
Input Field Description
ge - Int
gt - Int
Example
{"ge": 123, "gt": 123}

I64Range

Fields
Input Field Description
lowEnd - I64LowEnd
highEnd - I64HighEnd
Example
{
  "lowEnd": I64LowEnd,
  "highEnd": I64HighEnd
}

Int

Description

The Int scalar type represents non-fractional whole numeric values.

Example
987

NaiveDate

Description

ISO 8601 calendar date without timezone. Format: %Y-%m-%d

Examples

  • 1994-11-13
  • 2000-02-24
Example
NaiveDate

NaiveDateHighEnd

Fields
Input Field Description
le - NaiveDate
lt - NaiveDate
Example
{"le": NaiveDate, "lt": NaiveDate}

NaiveDateLowEnd

Fields
Input Field Description
ge - NaiveDate
gt - NaiveDate
Example
{"ge": NaiveDate, "gt": NaiveDate}

NaiveDateRange

Fields
Input Field Description
lowEnd - NaiveDateLowEnd
highEnd - NaiveDateHighEnd
Example
{
  "lowEnd": NaiveDateLowEnd,
  "highEnd": NaiveDateHighEnd
}

String

Description

The String scalar type represents textual data, represented as UTF-8 character sequences. The String type is most often used by GraphQL to represent free-form human-readable text.

Example
"abc123"